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Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004875) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 ISHARES MSCI SINGAP ETF 11,725 127 0.02%
502 PRETIUM RES INC 12,200 125 0.02%
503 SEADRILL LIMITED 51,785 120 0.02%
504 Global X MSCI Nigeria ETF 25,000 120 0.02%
505 GOLD RESOURCE CORP 15,700 117 0.02%
506 DAWSON GEOPHYSICAL CO NEW 15,344 117 0.02%
507 KEY TRONICS CORP 15,600 114 0.02%
508 PROSHARES ULTRA BLOOMBERG CRUDE OIL 10,125 106 0.02%
509 SQUARE INC 9,000 104 0.02%
510 WHITING PETE CORP NEW 11,650 102 0.02%
511 BGC PARTNERS INC 10,900 96 0.02%
512 IRIDIUM COMMUNICATIONS INC 11,770 95 0.02%
513 PENGROWTH ENERGY CORP 58,134 93 0.02%
514 CASI PHARMACEUTICALS INC COM 84,148 93 0.02%
515 GLOBAL NET LEASE INC COM NEW 10,442 85 0.01%
516 CLIFFS NAT RES INC 13,524 81 0.01%
517 CHESAPEAKE ENERGY CORP 12,424 79 0.01%
518 CVR PARTNERS LP 14,648 78 0.01%
519 LADENBURG THALMAN FIN SVCS I 34,500 75 0.01%
520 Novatel Wireless Inc 22,966 71 0.01%
521 SIRIUS XM HOLDINGS INC 16,750 69 0.01%
522 HARMONIC INC 10,000 60 0.01%
523 RAIT FINANCIAL TRUST 17,876 60 0.01%
524 NOKIA CORP 10,155 59 0.01%
525 ELDORADO GOLD CORP NEW 14,200 57 0.01%
526 PRECISION DRILLING CORP 12,750 54 0.01%
527 YAMANA GOLD INC 11,648 50 0.01%
528 AK STL HLDG CORP 10,300 49 0.01%
529 Mizuho Financial Group 13,800 46 0.01%
530 BIOTIME INC 11,000 44 0.01%
531 APPROACH RESOURCES INC 12,500 41 0.01%
532 NOVAVAX INC COM 15,000 30 0.01%
533 MID CON ENERGY PARTNERS LP COM UNIT REPST 10,078 30 0.01%
534 QUICKLOGIC CORP 24,400 19 0.00%
535 BELLATRIX EXPLORATION LTD 22,500 19 0.00%
536 O2MICRO INTERNATIONAL LTD SPONS ADR 10,000 17 0.00%
537 UNI PIXEL INC COM NEW 10,000 17 0.00%
538 VANGUARD NAT RES LLC COM UNIT 10,000 9 0.00%
539 BEBE STORES INC 10,000 7 0.00%
540 SANOFI 16,000 4 0.00%
541 PAYPAL HLDGS INC 1,500 6 0.00% Call
542 FORD MTR CO DEL 2,000 4 0.00% Call
543 AGCO CORP 2,500 3 0.00% Call
544 MOSAIC CO NEW 500 3 0.00% Call
545 SQUARE INC 3,000 2 0.00% Call
546 DEERE & CO 1,500 2 0.00% Call
547 PENNEY J C 1,000 1 0.00% Call
548 LILLY ELI & CO 2,000 3 0.00% Put
549 DEERE & CO 1,500 2 0.00% Put
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