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NOVAVAX INC COM
NOVAVAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 203 Institutional holders with a total value of $367,791,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 30,962,737 64,402,000 17.51%
2 VANGUARD GROUP INC 20,215,812 42,048,000 11.43%
3 WELLINGTON MANAGEMENT GROUP LLP 14,821,308 30,828,000 8.38%
4 BlackRock Fund Advisors 10,704,775 22,266,000 6.05%
5 STATE STREET CORP 10,023,559 20,849,000 5.67%
6 BB BIOTECH AG 8,330,000 17,326,000 4.71%
7 BlackRock Institutional Trust Company, N.A. 6,709,352 13,955,000 3.79%
8 Invesco Ltd. 6,184,315 12,863,000 3.50%
9 MILLENNIUM MANAGEMENT LLC 5,528,297 11,499,000 3.13%
10 FRANKLIN RESOURCES INC 5,483,365 11,405,000 3.10%
11 FIRST TRUST ADVISORS LP 3,590,680 7,469,000 2.03%
12 JPMORGAN CHASE & CO 3,570,243 7,427,000 2.02%
13 NORTHERN TRUST CORP 3,270,835 6,803,000 1.85%
14 MORGAN STANLEY 2,925,456 6,086,000 1.65%
15 NORGES BANK 2,619,021 5,203,000 1.41%
16 EVENTIDE ASSET MANAGEMENT, LLC 2,179,700 4,534,000 1.23%
17 GEODE CAPITAL MANAGEMENT, LLC 1,969,551 4,096,000 1.11%
18 PANAGORA ASSET MANAGEMENT INC 1,775,110 3,692,000 1.00%
19 NORTHPOINTE CAPITAL LLC 1,666,893 3,467,000 0.94%
20 Bank of New York Mellon Corp 1,206,951 2,511,000 0.68%
21 CREDIT SUISSE AG/ 1,162,873 2,419,000 0.66%
22 GROUP ONE TRADING LLC 1,120,150 2,330,000 0.63%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,099,100 2,286,000 0.62% Put
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,028,171 2,139,000 0.58%
25 BlackRock Investment Management, LLC 1,014,536 2,110,000 0.57%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,007,264 2,096,000 0.57%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 959,133 1,995,000 0.54%
28 ROYCE & ASSOCIATES LP 900,000 1,872,000 0.51%
29 Rock Springs Capital Management LP 852,500 1,773,000 0.48%
30 OXFORD ASSET MANAGEMENT LLP 668,498 1,390,000 0.38%
31 DEUTSCHE BANK AG\ 630,747 1,311,000 0.36%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 622,200 1,294,000 0.35%
33 CITADEL ADVISORS LLC 616,500 1,282,000 0.35% Put
34 CITADEL ADVISORS LLC 578,140 1,203,000 0.33%
35 GOLDMAN SACHS GROUP INC 574,413 1,195,000 0.32%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 571,434 1,189,000 0.32%
37 Tekla Capital Management LLC 571,000 1,188,000 0.32%
38 Quantitative Investment Management, LLC 557,700 1,160,000 0.32%
39 CITADEL ADVISORS LLC 520,900 1,083,000 0.29% Call
40 Artal Group S.A. 500,000 1,040,000 0.28%
41 BARCLAYS PLC 493,200 1,026,000 0.28% Call
42 RTW INVESTMENTS, LP 4,787 996,000 0.27% Call
43 WOLVERINE ASSET MANAGEMENT LLC 456,800 950,000 0.26% Put
44 Swiss National Bank 447,050 930,000 0.25%
45 ALLIANCEBERNSTEIN L.P. 443,201 922,000 0.25%
46 TEACHERS ADVISORS, LLC 437,167 909,000 0.25%
47 FRONTIER CAPITAL MANAGEMENT CO LLC 428,998 892,000 0.24%
48 GUGGENHEIM CAPITAL LLC 418,340 870,000 0.24%
49 BARCLAYS PLC 417,700 869,000 0.24% Put
50 GREAT POINT PARTNERS LLC 409,200 851,000 0.23% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.