Dark
Light
System
Security
HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 138 Institutional holders with a total value of $439,513,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 10,874,659 64,487,000 14.67%
2 RGM Capital, LLC 7,169,089 42,513,000 9.67%
3 DIMENSIONAL FUND ADVISORS LP 6,627,969 39,304,000 8.94%
4 BlackRock Fund Advisors 5,633,271 33,405,000 7.60%
5 Epoch Investment Partners, Inc. 5,405,371 32,054,000 7.29%
6 VANGUARD GROUP INC 5,314,323 31,514,000 7.17%
7 PINNACLE ASSOCIATES LTD 4,660,468 27,637,000 6.29%
8 FULLER & THALER ASSET MANAGEMENT, INC. 2,460,206 14,589,000 3.32%
9 BlackRock Institutional Trust Company, N.A. 2,226,638 13,204,000 3.00%
10 ROYCE & ASSOCIATES LP 1,885,499 11,181,000 2.54%
11 STATE STREET CORP 1,686,478 10,000,000 2.28%
12 WELLS FARGO & COMPANY/MN 1,408,259 8,351,000 1.90%
13 WELLINGTON MANAGEMENT GROUP LLP 1,344,900 7,975,000 1.81%
14 RENAISSANCE TECHNOLOGIES LLC 1,151,500 6,828,000 1.55%
15 NORTHERN TRUST CORP 892,239 5,291,000 1.20%
16 SYSTEMATIC FINANCIAL MANAGEMENT LP 779,293 4,621,000 1.05%
17 Bank of New York Mellon Corp 741,373 4,396,000 1.00%
18 Nationwide Fund Advisors 678,428 4,023,000 0.92%
19 BANK OF AMERICA CORP /DE/ 618,715 3,669,000 0.83%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 609,241 3,613,000 0.82%
21 GEODE CAPITAL MANAGEMENT, LLC 572,381 3,394,000 0.77%
22 PRINCIPAL FINANCIAL GROUP INC 564,523 3,348,000 0.76%
23 Invesco Ltd. 561,413 3,329,000 0.76%
24 JACOBS LEVY EQUITY MANAGEMENT, INC 516,483 3,063,000 0.70%
25 EMERALD ACQUISITION LTD. 461,486 2,736,000 0.62%
26 Olstein Capital Management, L.P. 452,100 2,681,000 0.61%
27 EAGLE ASSET MANAGEMENT INC 432,675 2,565,000 0.58%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 423,772 2,513,000 0.57%
29 Polar Asset Management Partners Inc. 400,000 2,372,000 0.54%
30 AMERIPRISE FINANCIAL INC 394,381 2,339,000 0.53%
31 BlackRock Investment Management, LLC 365,657 2,168,000 0.49%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 362,475 2,150,000 0.49%
33 D. E. Shaw & Co., Inc. 302,492 1,794,000 0.41%
34 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 282,006 1,672,000 0.38%
35 Coe Capital Management, LLC 334,132 1,670,660 0.38%
36 TWO SIGMA INVESTMENTS, LP 257,253 1,526,000 0.35%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 249,552 1,480,000 0.34%
38 JPMORGAN CHASE & CO 210,275 1,247,000 0.28%
39 TDAM USA INC. 171,652 1,018,000 0.23%
40 MENTA CAPITAL LLC 171,272 1,016,000 0.23%
41 AXA S.A. 166,066 985,000 0.22%
42 SEI INVESTMENTS CO 165,934 984,000 0.22%
43 BlackRock Group LTD 163,188 968,000 0.22%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 161,862 960,000 0.22%
45 DEUTSCHE BANK AG\ 156,702 928,000 0.21%
46 PARADIGM CAPITAL MANAGEMENT INC/NY 146,000 866,000 0.20%
47 TWO SIGMA ADVISERS, LP 140,037 830,000 0.19%
48 Cowen Prime Services LLC 137,426 815,000 0.19%
49 PRUDENTIAL FINANCIAL INC 134,604 798,000 0.18%
50 Swiss National Bank 134,400 797,000 0.18%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.