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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 357 holdings with a total value of $116,980,000.
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 129 7,000 0.01%
302 MALLINCKRODT PUB LTD CO 90 7,000 0.01%
303 PATRIOT NATL BANCORP INC 5,000 7,000 0.01%
304 ERA GROUP INC COM 200 6,000 0.01%
305 Welltower Inc. 100 6,000 0.01%
306 LAS VEGAS SANDS CORP 75 6,000 0.01%
307 PITNEY BOWES INC 227 6,000 0.01%
308 CHINA MOBILE LIMITED 100 5,000 0.00%
309 SPDR DOW JONES REIT ETF 62 5,000 0.00%
310 HOSPIRA INC. 100 5,000 0.00%
311 COVANCE INC 61 5,000 0.00%
312 JETBLUE AIRWAYS CORP 500 5,000 0.00%
313 GENERAL MTRS CO 278 5,000 0.00%
314 CHUNGHWA TELECOM CO LTD 120 4,000 0.00%
315 RUBY TUESDAY INC COM 500 4,000 0.00%
316 ORGANOVO HLDGS INC 500 4,000 0.00%
317 KOPIN CORP 1,100 4,000 0.00%
318 BARCLAYS BANK PLC 100 3,000 0.00%
319 VIVUS INC 500 3,000 0.00%
320 PHILIP MORRIS INTL INC 40 3,000 0.00%
321 ENERGY TRANSFER PRTNRS L P 50 3,000 0.00%
322 LINN ENERGY LLC UNIT LTD LIAB 100 3,000 0.00%
323 POWERSHARES ETF TRUST 92 2,000 0.00%
324 ZOETIS INC 71 2,000 0.00%
325 INGERSOLL-RAND PLC 34 2,000 0.00%
326 UNILEVER N V 48 2,000 0.00%
327 GENERAL MTRS CO 63 2,000 0.00%
328 ADVANCED MICRO DEVICES INC 575 2,000 0.00%
329 NORTHWEST PIPE CO 50 2,000 0.00%
330 D R HORTON INC 100 2,000 0.00%
331 COACH INC 50 2,000 0.00%
332 NORTHEASTUTILITI 25 1,000 0.00%
333 SWISHER HYGIENE INCNEW 200 1,000 0.00%
334 WET SEAL INC 1,000 1,000 0.00%
335 ALLEGION PUB LTD CO 11 1,000 0.00%
336 TIME WARNER INC 8 1,000 0.00%
337 AMERICAN INTL GROUP INC 33 1,000 0.00%
338 TENET HEALTHCARE CORP 27 1,000 0.00%
339 FURIEX PHARMACEUTICALS INC 5 1,000 0.00%
340 CST BRANDS INC 33 1,000 0.00%
341 ELECTRONIC ARTS INC 20 1,000 0.00%
342 NOVAGOLD RES INC 274 1,000 0.00%
343 FRONTIER COMMUNICATIONS CORP 9 0 0.00%
344 ROCK CREEK PHARMACEUTICALS INCORPORATED 500 0 0.00%
345 CONAGRA BRANDS INC 1 0 0.00%
346 JDS UNIPHASE CORP COM PAR $0.001 30 0 0.00%
347 PLUG POWER INC 30 0 0.00%
348 PHH Corp 15 0 0.00%
349 Progenics Pharmaceuticals Inc 10 0 0.00%
350 ANNALY CAP MGMT INC 37 0 0.00%
Page 7 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-14-005823, filed 2014.08.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.