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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 357 holdings with a total value of $116,980,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 RAMBUS INC DEL 1,000 14,000 0.01%
252 COMMUNITY HEALTH SYS INC NEW 300 14,000 0.01%
253 ST JUDE MED INC 200 14,000 0.01%
254 TASER INTL INC 1,000 13,000 0.01%
255 CATAMARAN CORP COM 300 13,000 0.01%
256 CANADIAN NATL RY CO 200 13,000 0.01%
257 PETMED EXPRESS INC 1,000 13,000 0.01%
258 INTERNATIONAL SPEEDWAY CORP 400 13,000 0.01%
259 GASLOG LTD 400 13,000 0.01%
260 VANGUARD WHITEHALL FDS 200 13,000 0.01%
261 AMAZON COM INC 40 13,000 0.01%
262 SUPER MICRO COMPUTER INC COM 500 13,000 0.01%
263 CADENCE DESIGN SYSTEM INC 700 12,000 0.01%
264 QUALITY DISTR INC FLA 800 12,000 0.01%
265 NUSTAR ENERGY LP 200 12,000 0.01%
266 Quicksilver Resources Inc 4,500 12,000 0.01%
267 CMS ENERGY CORP 400 12,000 0.01%
268 BLACKROCK ENHANCED EQT DIV T 1,411 12,000 0.01%
269 ACADIA PHARMACEUTICALS INC COM 500 11,000 0.01%
270 TAIWAN SEMICONDUCTOR MFG LTD 504 11,000 0.01%
271 TIDEWATER INC 200 11,000 0.01%
272 STRATASYS LTD 100 11,000 0.01%
273 GW PHARMACEUTICALS PLC 100 11,000 0.01%
274 CALUMET SPECIALTY PRODS PTNR 300 10,000 0.01%
275 GOLDMAN SACHS GROUP INC 60 10,000 0.01%
276 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 3,584 10,000 0.01%
277 CREE INC 200 10,000 0.01%
278 H&Q Life Sciences Invt 465 10,000 0.01%
279 Williams Partners Lp 176 10,000 0.01%
280 UNIVERSAL ELECTRS INC 200 10,000 0.01%
281 HALCON RESOURCES CORP 1,350 10,000 0.01%
282 SANDISK CORP 86 9,000 0.01%
283 ON SEMICONDUCTOR CORP 1,000 9,000 0.01%
284 AMERICAN EXPRESS CO 100 9,000 0.01%
285 WEBMD HEALTH CORP 194 9,000 0.01%
286 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 482 9,000 0.01%
287 CHINA AUTOMOTIVE SYS INC 1,000 9,000 0.01%
288 ULTRA PETROLEUM CORP 300 9,000 0.01%
289 TYCO INTL LTD. 200 9,000 0.01%
290 GLOBAL PARTNERS LP 200 8,000 0.01%
291 BUCKEYE PARTNERS L P 100 8,000 0.01%
292 ONE GAS INC COM 221 8,000 0.01%
293 BRISTOW GROUP INC COM 100 8,000 0.01%
294 LIBERTY PROP 200 8,000 0.01%
295 GENERAL MTRS CO 278 7,000 0.01%
296 BOSTON SCIENTIFIC CORP 564 7,000 0.01%
297 VANGUARD BD INDEX FDS 89 7,000 0.01%
298 PIMCO CORPORATE INCOME OPP 370 7,000 0.01%
299 BARCLAYS BK PLC 150 7,000 0.01%
300 KNIGHT TRANSN INC 300 7,000 0.01%
Page 6 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-14-005823, filed 2014.08.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.