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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 365 holdings with a total value of $123,008,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PLUG POWER INC 30 0 0.00%
2 Novacopper Inc 45 0 0.00%
3 USA Technologies Inc 20 0 0.00%
4 KEY TECHNOLOGY INC 40 0 0.00%
5 VERTEX PHARMACEUTICALS INC 6 0 0.00%
6 TIME INC NEW 1 0 0.00%
7 VIAVI SOLUTIONS INC 1 0 0.00%
8 AMERICAN INTL GROUP INC 23 0 0.00%
9 STILLWATER MNG CO 25 0 0.00%
10 ANNALY CAP MGMT INC 37 0 0.00%
11 NOW INC 25 0 0.00%
12 Progenics Pharmaceuticals Inc 10 0 0.00%
13 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1,280 0 0.00%
14 KOPIN CORP 100 0 0.00%
15 NORTHSTAR REALTY EUROPE CORPORATION 19 0 0.00%
16 NORTHWEST PIPE CO 50 0 0.00%
17 CHEMOURS CO 10 0 0.00%
18 PPG INDS INC 12 1,000 0.00%
19 PJT PARTNERS INC 27 1,000 0.00%
20 THERMO FISHER SCIENTIFIC INC 10 1,000 0.00%
21 ALLEGION PUB LTD CO 11 1,000 0.00%
22 CANADIAN PAC RY LTD 8 1,000 0.00%
23 TWO HBRS INVT CORP 138 1,000 0.00%
24 EIGER BIOPHARMACEUTICALS INC 33 1,000 0.00%
25 ADVANCE AUTO PARTS INC 9 1,000 0.00%
26 NOVAVAX INC COM 100 1,000 0.00%
27 UNI PIXEL INC COM NEW 700 1,000 0.00%
28 Corrections Cp Amer Ne 32 1,000 0.00%
29 FIREEYE INC 50 1,000 0.00%
30 EATON CORP PLC 10 1,000 0.00%
31 VERITIV CORP 25 1,000 0.00%
32 PIMCO CORPORATE INCOME OPP 70 1,000 0.00%
33 BIOGEN INC 2 1,000 0.00%
34 HP INC 100 1,000 0.00%
35 TIME WARNER INC 8 1,000 0.00%
36 TENET HEALTHCARE CORP 27 1,000 0.00%
37 UNILEVER N V 24 1,000 0.00%
38 NOVAGOLD RES INC 274 1,000 0.00%
39 Northstar Realty Fin REIT 59 1,000 0.00%
40 NXP SEMICONDUCTORS N V 9 1,000 0.00%
41 INTERCONTINENTAL EXCHANGE IN 6 1,000 0.00%
42 SPLUNK INC 50 2,000 0.00%
43 COGNEX CORP 50 2,000 0.00%
44 EQUITY RESIDENTIAL 25 2,000 0.00%
45 SUNPOWER CORP 100 2,000 0.00%
46 BRIXMOR PROPERTY 85 2,000 0.00%
47 CASEY'S GENERAL STORES INC COM 15 2,000 0.00%
48 POWERSHARES ETF TRUST 92 2,000 0.00%
49 STAPLES INC 212 2,000 0.00%
50 FIRST CONN BANCORP INC MD 100 2,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-011355, filed 2016.05.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.