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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 366 holdings with a total value of $134,740,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 AMERICAN INTL GROUP INC 23 1,000 0.00%
352 TIME WARNER INC 8 1,000 0.00%
353 ALLEGION PUB LTD CO 11 1,000 0.00%
354 Progenics Pharmaceuticals Inc 10 0 0.00%
355 TIME INC NEW 1 0 0.00%
356 VIAVI SOLUTIONS INC 1 0 0.00%
357 KOPIN CORP 100 0 0.00%
358 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 960 0 0.00%
359 PLUG POWER INC 30 0 0.00%
360 CEL SCI CORP 2,000 0 0.00%
361 USA Technologies Inc 20 0 0.00%
362 NORTHSTAR REALTY EUROPE CORPORATION 19 0 0.00%
363 STILLWATER MNG CO 25 0 0.00%
364 TRILOGY METALS INC NEW 45 0 0.00%
365 ANNALY CAP MGMT INC 37 0 0.00%
366 ADVANSIX INC 14 0 0.00%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-17-000784, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.