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CEL SCI CORP
CEL SCI CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $908,485.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 6,360,207 427,000 47.00%
2 BlackRock Institutional Trust Company, N.A. 2,404,259 162,000 17.83%
3 VANGUARD GROUP INC 1,986,344 133,000 14.64%
4 RENAISSANCE TECHNOLOGIES LLC 689,400 46,000 5.06%
5 Virtu KCG Holdings LLC 634,146 43,000 4.73%
6 GEODE CAPITAL MANAGEMENT, LLC 420,802 28,000 3.08%
7 DEUTSCHE BANK AG\ 236,974 15,000 1.65%
8 RAYMOND JAMES & ASSOCIATES 169,912 11,000 1.21%
9 BANK OF MONTREAL /CAN/ 54,000 11,000 1.21%
10 NORTHERN TRUST CORP 115,305 8,000 0.88%
11 B. Riley Wealth Advisors, Inc. 99,016 7,000 0.77%
12 Bank of New York Mellon Corp 47,747 3,000 0.33%
13 AMERIPRISE FINANCIAL INC 24,650 2,000 0.22%
14 BlackRock Fund Advisors 31,186 2,000 0.22%
15 Creative Planning 35,100 2,000 0.22%
16 FineMark National Bank & Trust 34,500 2,000 0.22%
17 SHUFRO ROSE & CO LLC 10,000 1,000 0.11%
18 TWO SIGMA SECURITIES, LLC 13,288 1,000 0.11%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,600 1,000 0.11%
20 CORNERSTONE FINANCIAL PARTNERS, LLC 13,170 1,000 0.11%
21 BLACKROCK ADVISORS LLC 21,543 1,000 0.11%
22 BIEGEL & WALLER LLC 11,750 1,000 0.11%
23 SONORA INVESTMENT MANAGEMENT, LLC 7,223 485 0.05%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,000 0 0.00%
25 WELLS FARGO & COMPANY/MN 1,200 0 0.00%
26 FIRST MANHATTAN CO. LLC. 50 0 0.00%
27 MORGAN STANLEY 2,457 0 0.00%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,412 0 0.00%
29 ROYAL BANK OF CANADA 5,876 0 0.00%
30 BlackRock Finance, Inc. 210 0 0.00%
31 Financial Architects, Inc 250 0 0.00%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 11 0 0.00%
33 COWEN INC. 48,975 0 0.00%
34 INR ADVISORY SERVICES LLC 15 0 0.00%
35 Allworth Financial LP 3,020 0 0.00%
36 JFS WEALTH ADVISORS, LLC 4,000 0 0.00%
37 MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,000 0 0.00%
38 UBS Group AG 9,483 0 0.00%
39 IFP ADVISORS, INC 200 0 0.00%
40 ADVISOR GROUP, INC. 600 0 0.00%
41 JACOBI CAPITAL MANAGEMENT LLC 1,000 0 0.00%
42 BANK OF AMERICA CORP /DE/ 6,810 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.