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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
51 MAG SILVER CORP COM 500 19 0.00%
52 MAG SILVER CORP COM 782 30 0.00%
53 MARKET VECTORS INDIA SC ETF 7,350 347 0.00%
54 MTGE INVT CORP 149,367 2,683 0.00%
55 MTGE INVT CORP 735,634 13,212 0.01%
56 MTGE INVT CORP 900 16 0.00%
57 OI S.A. 531 1 0.00%
58 PEABODY ENERGY CORP 5,700 28 0.00%
59 PEABODY ENERGY CORP 1,027,254 5,054 0.00%
60 PEABODY ENERGY CORP 238,300 1,172 0.00% Put
61 PEABODY ENERGY CORP 295,000 1,451 0.00% Call
62 PEABODY ENERGY CORP 1,131,372 5,566 0.00%
63 ParkerVision Inc. (PRKR) 100 0 0.00% Put
64 ParkerVision Inc. (PRKR) 10,300 9 0.00%
65 ParkerVision Inc. (PRKR) 1,500 1 0.00% Call
66 VANECK VECTORS INVT GRADE FLTG RATE ETF 1,201 30 0.00%
67 VANECK VECTORS INVT GRADE FLTG RATE ETF 8,914 222 0.00%
68 VANECK VECTORS STEEL ETF 43,345 1,353 0.00%
69 XTANT Medical Holdings (XTNT) 109 0 0.00%
70 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 18,975 44 0.00%
71 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 400 1 0.00% Call
72 * JIAYUAN COM INTL LTD SPONSORED ADR 2,300 12 0.00%
73 * JIAYUAN COM INTL LTD SPONSORED ADR 3,067 16 0.00%
74 * LEXICON PHARMACEUTICALS INC COM 10,082 10 0.00%
75 * LEXICON PHARMACEUTICALS INC COM 14,600 14 0.00%
76 * LEXICON PHARMACEUTICALS INC COM 56,415 53 0.00%
77 * SANDRIDGE ENERGY INC COM 119,023 212 0.00%
78 * SANDRIDGE ENERGY INC COM 178,700 318 0.00% Call
79 * SANDRIDGE ENERGY INC COM 663,347 1,181 0.00%
80 * SANDRIDGE ENERGY INC COM 913,900 1,627 0.00% Put
81 1347 CAP CORP 2,300 0 0.00%
82 1347 CAP CORP 1,250 0 0.00%
83 1347 CAP CORP 100 1 0.00%
84 1st Constitution Bancorp 3,689 42 0.00%
85 1st Constitution Bancorp 1,679 19 0.00%
86 1st Source Corp 1,758 56 0.00%
87 1st Source Corp 926 30 0.00%
88 21VIANET GROUP INC 9,120 161 0.00%
89 21VIANET GROUP INC 2,465 44 0.00%
90 22ND CENTY GROUP INC 12,186 10 0.00%
91 2U, Inc. 6,089 156 0.00%
92 2U, Inc. 400 10 0.00%
93 3-D SYS CORP DEL 981,200 26,905 0.02% Put
94 3-D SYS CORP DEL 658,584 18,058 0.01%
95 3-D SYS CORP DEL 351,650 9,642 0.01% Call
96 3-D SYS CORP DEL 267,304 7,329 0.01%
97 3-D SYS CORP DEL 2,850 78 0.00%
98 3M CO 1,892,304 312,136 0.22%
99 3M CO 293,004 48,331 0.03%
100 3M CO 47,823 7,888 0.01%
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