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* CHINA MING YANG WIND PWR GRO SPONSORED ADR
* CHINA MING YANG WIND PWR GRO SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $18,794,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEWQUEST CAPITAL MANAGEMENT (CAYMAN) Ltd 2,951,100 6,817,000 36.27%
2 Invesco Ltd. 1,668,493 3,854,000 20.51%
3 Fosun International Ltd 1,326,203 3,064,000 16.30%
4 AYM CAPITAL, LLC 500,000 1,155,000 6.15%
5 AJO, LP 314,143 726,000 3.86%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 183,300 398,000 2.12%
7 OXFORD ASSET MANAGEMENT LLP 167,222 386,000 2.05%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 154,126 356,000 1.89%
9 Seamans Capital Management, LLC 139,700 323,000 1.72%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 115,130 266,000 1.42%
11 FIRST TRUST ADVISORS LP 108,220 250,000 1.33%
12 SHELTON CAPITAL MANAGEMENT 100,000 231,000 1.23%
13 GEODE CAPITAL MANAGEMENT, LLC 86,489 199,000 1.06%
14 DEUTSCHE BANK AG\ 76,470 174,000 0.93%
15 Nine Chapters Capital Management LLC 45,100 104,000 0.55%
16 Allianz Asset Management GmbH 41,013 95,000 0.51%
17 MILLENNIUM MANAGEMENT LLC 30,730 71,000 0.38%
18 GROUP ONE TRADING LLC 26,412 61,000 0.32%
19 Rotella Capital Management, Inc. 25,655 59,000 0.31%
20 CITADEL ADVISORS LLC 23,377 54,000 0.29%
21 UBS Group AG 18,975 44,000 0.23%
22 GOLDMAN SACHS GROUP INC 12,134 28,000 0.15%
23 Virtu KCG Holdings LLC 11,275 26,000 0.14%
24 CREDIT SUISSE AG/ 10,065 23,000 0.12%
25 Zurcher Kantonalbank (Zurich Cantonalbank) 6,939 16,000 0.09%
26 MORGAN STANLEY 2,423 6,000 0.03%
27 BANK OF AMERICA CORP /DE/ 1,899 4,000 0.02%
28 BANK OF MONTREAL /CAN/ 1,143 3,000 0.02%
29 UBS Group AG 400 1,000 0.01% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.