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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 7,801 holdings with a total value of $159,204,042,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 DSP GROUP INC 28 0 0.00%
2 BANK MUTUAL CORP NEW 51 0 0.00%
3 LM FDG AMER INC 400 0 0.00%
4 GLOBEIMMUNE INC 215 0 0.00%
5 TRANSATLANTIC PETROLEUM LTD 589 0 0.00%
6 CPI CARD GROUP INC 100 0 0.00% Call
7 GAIAM INC 30 0 0.00%
8 TERRAPIN 3 ACQUISITION CORP 10 0 0.00%
9 GORES HOLDINGS INC-CW20 100 0 0.00%
10 ADVISORSHARES TR 1 0 0.00%
11 SEARS HOMETOWN & OUTLET STOR 72 0 0.00%
12 IMATION CORP 77 0 0.00%
13 VIVINT SOLAR INC 100 0 0.00%
14 MAST THERAPEUTICS INC COM 400 0 0.00%
15 EIGER BIOPHARMACEUTICALS INC 5 0 0.00%
16 AROWANA INC 900 0 0.00%
17 TEL INSTR ELECTRS CORP 84 0 0.00%
18 DELCATH SYS INC COM NEW 144 0 0.00%
19 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 1,184 0 0.00%
20 DEUTSCHE X-TRACKERS S&P HEDGED GLOBAL INFRASTRUCTURE ETF 12 0 0.00%
21 MAGICJACK VOCALTEC LTD 2 0 0.00%
22 PACE HLDGS CORP 100 0 0.00%
23 STEMCELLS INC COM 467 0 0.00%
24 ETF SER SOLUTIONS 25 0 0.00%
25 APPLIANCE RECYCLING CTRS AME 39 0 0.00%
26 MEDOVEX CORP 775 0 0.00%
27 BANCO BRADESCO S A 26 0 0.00%
28 BROADWIND ENERGY INC COM NEW 50 0 0.00%
29 1347 CAP CORP 1,234 0 0.00%
30 KOPIN CORP 70 0 0.00%
31 GALECTIN THERAPEUTICS INC 303 0 0.00%
32 HORIZON GLOBAL CORPORATION 16 0 0.00%
33 ELECTRO SCIENTIFIC INDS 30 0 0.00%
34 ABEONA THERAPEUTICS INC 1 0 0.00%
35 FIVE STAR SENIOR LIVING INC 76 0 0.00%
36 TROVAGENE INC 240 0 0.00%
37 BIOTIME INC 1,125 0 0.00%
38 SIFY TECHNOLOGIES LTD 125 0 0.00%
39 QUALSTAR CORP COM NEW 50 0 0.00%
40 INTERPACE DIAGNOSTICS GROUP 602 0 0.00%
41 BIOAMBER INC 400 0 0.00%
42 EATON VANCE PA MUN BD FD 17 0 0.00%
43 GLORI ENERGY INC 450 0 0.00%
44 ATOSSA GENETICS INC COM 100 0 0.00%
45 VIVEVE MED INC COM NEW 2 0 0.00%
46 RIGNET INC 18 0 0.00%
47 Support.Com Inc 500 0 0.00%
48 INSPIREMD INC 1,275 0 0.00%
49 PARK ELECTROCHEMICAL CORP 22 0 0.00%
50 CELGENE CORP 43 0 0.00%
Page 1 of 157

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-019736, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.