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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 7,828 holdings with a total value of $181,087,055,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CONIFER HLDGS INCORPORATED 6 0 0.00%
2 MOTIF BIO PLC 180 0 0.00%
3 SPHERE 3D CORP NEW 757 0 0.00%
4 STEALTHGAS INC SHS 142 0 0.00%
5 HARMONY MERGER CORP 154 0 0.00%
6 STRATA SKIN SCIENCES INC 847 0 0.00%
7 MAST THERAPEUTICS INC COM 400 0 0.00%
8 AVIAT NETWORKS INCORPORATED COM NEW 4 0 0.00%
9 DELCATH SYS INC 46 0 0.00%
10 CHAMPIONS ONCOLOGY INC 97 0 0.00%
11 NovaBay Pharmaceuticals Inc 80 0 0.00%
12 REPROS THERAPEUTICS INC 150 0 0.00%
13 WHEELER REAL ESTATE INVT TR 6,800 0 0.00%
14 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 408 0 0.00%
15 WisdomTree Middle East Dividend ETF 24 0 0.00%
16 RICEBRAN TECHNOLOGIES 100 0 0.00%
17 LM FDG AMER INC 50 0 0.00%
18 CEL SCI CORP 9,483 0 0.00%
19 OPTIMUMBANK HOLDINGS INC 19 0 0.00%
20 MAGICJACK VOCALTEC LTD 2 0 0.00%
21 CRYOPORT INC 400 0 0.00%
22 GALMED PHARMACEUTICALS LTD 3 0 0.00%
23 ADVISORSHARES QAM EQUITY HEDGE ETF 1 0 0.00%
24 PAVMED INC 30 0 0.00%
25 GLOBALSCAPE INC 96 0 0.00%
26 PRGX GLOBAL INC 30 0 0.00%
27 BENITEC BIOPHARMA LTD 279 0 0.00%
28 BENITEC BIOPHARMA LTD 246 0 0.00%
29 PHOTOMEDEX INC 10 0 0.00%
30 ISHARES TR 5 0 0.00%
31 Centrus Energy Corp. 15 0 0.00%
32 FORM HLDGS CORP COM 422 0 0.00%
33 DBX ETF TR 6 0 0.00%
34 GP INVTS ACQUISITION COR 626 0 0.00%
35 OPTICAL CABLE CORP COM NEW 100 0 0.00%
36 DELTA TECHNOLOGY HLDGS LTD 700 0 0.00%
37 CARVER BANCORP INC 26 0 0.00%
38 Mirna Therapeutics, Inc. 88 0 0.00%
39 BANRO CORP 800 0 0.00%
40 CELLECTAR BIOSCIENCES INC 180 0 0.00%
41 CHINA PHARMA HLDGS INC 50 0 0.00%
42 YULONG ECO MATLS LTD 44 0 0.00%
43 FIELDPOINT PETROLEUM CORP WT EXP 032318 2,507 0 0.00%
44 AVEO PHARMACEUTICALS INC 225 0 0.00%
45 RESONANT INC 94 0 0.00%
46 WRIGHT MED GROUP N V 100 0 0.00%
47 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 813 0 0.00%
48 ATOSSA GENETICS INC COM NEW 6 0 0.00%
49 PROTALIX BIOTHERAPEUTICS INC 500 0 0.00%
50 WISDOMTREE TR 4 0 0.00%
Page 1 of 157

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-002293, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.