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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 664 holdings with a total value of $139,574,000.
#
Name
Shares
Value ($)
%
Options
Notes
551 RYDEX ETF TRUST 15 2,000 0.00%
552 INTERCONTINENTAL EXCHANGE IN 8 2,000 0.00%
553 KCAP FINL INC 560 2,000 0.00%
554 TIER REIT INC 115 2,000 0.00%
555 NUVEEN PREFERRED SECURITIES 266 2,000 0.00%
556 ABIOMED INC 14 2,000 0.00%
557 ISHARES TR 20 2,000 0.00%
558 NAUTILUS INC 133 2,000 0.00%
559 UNITED STS 12 MONTH OIL FD L 128 2,000 0.00%
560 STATE STR CORP 33 2,000 0.00%
561 TRANSOCEAN LTD 138 2,000 0.00%
562 STILLWATER MNG CO 200 2,000 0.00%
563 DDR CORP 121 2,000 0.00%
564 WENDYS CO 170 2,000 0.00%
565 WISDOMTREE TR 101 2,000 0.00%
566 EXELON CORP 58 2,000 0.00%
567 W P CAREY INC 33 2,000 0.00%
568 GEVO INC 3,000 2,000 0.00%
569 BLACKROCK ENHANCED EQT DIV T 287 2,000 0.00%
570 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 599 2,000 0.00%
571 XPO LOGISTICS INC 61 2,000 0.00%
572 NXP SEMICONDUCTORS N V 25 2,000 0.00%
573 MELLANOX TECHNOLOGIES LTD 50 2,000 0.00%
574 CAL MAINE FOODS INC 50 2,000 0.00%
575 KINROSS GOLD CORP 480 2,000 0.00%
576 ROYAL DUTCH SHELL PLC 33 2,000 0.00%
577 ETFS PHYSICAL PLATINUM SHARES 25 2,000 0.00%
578 OFFICE DEPOT INC 500 2,000 0.00%
579 MOBILEYE N V AMSTELVEEN 50 2,000 0.00%
580 Proshares Short S&P 500 50 2,000 0.00%
581 NORWEGIAN CRUISE LINE HLDG L 50 2,000 0.00%
582 VCA INCORPORATED 25 2,000 0.00%
583 BIO PATH HOLDINGS INC 800 2,000 0.00%
584 MALLINCKRODT PUB LTD CO 37 2,000 0.00%
585 TENET HEALTHCARE CORP 75 2,000 0.00%
586 ISHARES TR 20 2,000 0.00%
587 TAHOE RES INC 100 1,000 0.00%
588 MACYS INC 36 1,000 0.00%
589 REPLIGEN CORP COM 26 1,000 0.00%
590 MMA CAP MGMT LLC 40 1,000 0.00%
591 DOW CHEM CO 25 1,000 0.00%
592 SOLARCITY CORP 32 1,000 0.00%
593 CHEGG INC COM 295 1,000 0.00%
594 CHEMOURS CO 163 1,000 0.00%
595 LEGG MASON INC 20 1,000 0.00%
596 ATWOOD OCEANICS INC 72 1,000 0.00%
597 SEQUENTIAL BRNDS GROUP INC N 101 1,000 0.00%
598 BROOKDALE SR LIVING INC 95 1,000 0.00%
599 HCP INC 23 1,000 0.00%
600 MICROVISION INC DEL 313 1,000 0.00%
Page 12 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-16-000007, filed 2016.07.29).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.