| 1 |
DG Capital Management, LLC |
1,253,258 |
4,913,000 |
21.71% |
|
|
| 2 |
FRANKLIN RESOURCES INC |
764,988 |
2,999,000 |
13.25% |
|
|
| 3 |
UBS Group AG |
729,599 |
2,860,000 |
12.64% |
|
|
| 4 |
Advisors Asset Management, Inc. |
437,265 |
1,714,000 |
7.58% |
|
|
| 5 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
340,472 |
1,335,000 |
5.90% |
|
|
| 6 |
Diversified Trust Co |
194,003 |
760,000 |
3.36% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
175,429 |
688,000 |
3.04% |
|
|
| 8 |
Kellner Capital, LLC |
165,036 |
647,000 |
2.86% |
|
|
| 9 |
WASATCH ADVISORS LP |
145,000 |
568,000 |
2.51% |
|
|
| 10 |
Muzinich & Co., Inc. |
122,986 |
482,000 |
2.13% |
|
|
| 11 |
MORGAN STANLEY |
119,182 |
467,000 |
2.06% |
|
|
| 12 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
115,800 |
454,000 |
2.01% |
|
|
| 13 |
ARES MANAGEMENT LLC |
114,870 |
450,000 |
1.99% |
|
|
| 14 |
CUE ADVISORY SERVICES, INC. |
100,700 |
395,000 |
1.75% |
|
|
| 15 |
Texas Yale Capital Corp. |
100,100 |
392,000 |
1.73% |
|
|
| 16 |
TWO SIGMA ADVISERS, LP |
94,530 |
371,000 |
1.64% |
|
|
| 17 |
NUVEEN ASSET MANAGEMENT INC. |
93,330 |
366,000 |
1.62% |
|
|
| 18 |
TWO SIGMA INVESTMENTS, LP |
90,838 |
356,000 |
1.57% |
|
|
| 19 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
87,900 |
345,000 |
1.52% |
|
|
| 20 |
Legal & General Group Plc |
76,876 |
301,000 |
1.33% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
67,106 |
262,000 |
1.16% |
|
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
51,313 |
201,000 |
0.89% |
|
|
| 23 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
47,475 |
186,000 |
0.82% |
|
|
| 24 |
Stratos Wealth Partners, LTD. |
30,000 |
118,000 |
0.52% |
|
|
| 25 |
GOLDMAN SACHS GROUP INC |
27,166 |
106,000 |
0.47% |
|
|
| 26 |
Virtu KCG Holdings LLC |
26,782 |
105,000 |
0.46% |
|
|
| 27 |
D. E. Shaw & Co., Inc. |
23,527 |
92,000 |
0.41% |
|
|
| 28 |
CITIGROUP INC |
23,180 |
91,000 |
0.40% |
|
|
| 29 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
22,174 |
87,000 |
0.38% |
|
|
| 30 |
LPL Financial LLC |
18,920 |
74,000 |
0.33% |
|
|
| 31 |
CIBC WORLD MARKET INC. |
17,611 |
69,000 |
0.30% |
|
|
| 32 |
STIFEL FINANCIAL CORP |
16,696 |
65,000 |
0.29% |
|
|
| 33 |
RAYMOND JAMES TRUST N.A. |
16,650 |
65,000 |
0.29% |
|
|
| 34 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
12,978 |
51,000 |
0.23% |
|
|
| 35 |
HighTower Advisors, LLC |
13,033 |
50,000 |
0.22% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
8,558 |
34,000 |
0.15% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,000 |
31,000 |
0.14% |
|
|
| 38 |
US BANCORP \DE\ |
6,900 |
27,000 |
0.12% |
|
|
| 39 |
FIFTH THIRD BANCORP |
4,000 |
16,000 |
0.07% |
|
|
| 40 |
Walleye Trading LLC |
2,700 |
11,000 |
0.05% |
|
|
| 41 |
MSI Financial Services Inc |
1,000 |
4,000 |
0.02% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
967 |
4,000 |
0.02% |
|
|
| 43 |
Creative Planning |
1,130 |
4,000 |
0.02% |
|
|
| 44 |
Hudock, Inc. |
1,135 |
4,000 |
0.02% |
|
|
| 45 |
ADVISOR GROUP, INC. |
739 |
2,000 |
0.01% |
|
|
| 46 |
Tradewinds Capital Management, LLC |
560 |
2,000 |
0.01% |
|
|
| 47 |
SECURITY NATIONAL TRUST CO |
500 |
2,000 |
0.01% |
|
|
| 48 |
NEXT Financial Group, Inc |
503 |
1,000 |
0.00% |
|
|
| 49 |
CUTLER GROUP LLC / CA |
5,100 |
0 |
0.00% |
Put |
|
