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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 699 holdings with a total value of $158,747,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GOLD FIELDS LTD NEW 125 0 0.00%
2 OCEANEERING INTL INC 17 0 0.00%
3 GEVO INC 200 0 0.00%
4 SPDR SER TR 3 0 0.00%
5 NUANCE COMM 10 0 0.00%
6 ARALEZ PHARMACEUTICALS INC 6 0 0.00%
7 VECTRUS INC 1 0 0.00%
8 TOOTSIE ROLL INDS INC 10 0 0.00%
9 LIBERTY INTERACTIVE CORPORATIO LBT VENT COM A 6 0 0.00%
10 HARMONIC INC 32 0 0.00%
11 VIRNETX HLDG CORP 100 0 0.00%
12 COMMERCEHUB INC COM SER C 2 0 0.00%
13 SELECT SECTOR SPDR TR 2 0 0.00%
14 HARRIS CORP 3 0 0.00%
15 LIBERTY EXPEDIA HOLDINGS SER A COM 4 0 0.00%
16 BIOTIME INC 2 0 0.00% PRN
17 CLEAN ENERGY FUELS CORPORATION COM 100 0 0.00%
18 BALLARD PWR SYS INC NEW 20 0 0.00%
19 COMMERCEHUB INC COM SER A 1 0 0.00%
20 CALIFORNIA RES CORP 1 0 0.00%
21 BLACKBERRY LTD 40 0 0.00%
22 SEQUENTIAL BRNDS GROUP INC N 101 0 0.00%
23 WMI HOLDINGS CORP. 4 0 0.00%
24 PROTHENA CORP PLC 7 0 0.00%
25 STERIS PLC SHS USD 3 0 0.00%
26 NEW GOLD INC CDA 126 0 0.00%
27 GLOBAL EAGLE ENTMT INC 154 0 0.00%
28 LIONS GATE ENTMNT CORP CL B NON VTG 9 0 0.00%
29 VERITIV CORP 3 0 0.00%
30 NOVELION THERAPEUTICS INC 10 0 0.00%
31 CROCS INC 25 0 0.00%
32 HRG GROUP INC 32 1,000 0.00%
33 LEGG MASON INC 20 1,000 0.00%
34 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 17 1,000 0.00%
35 URANIUM ENERGY CORP 440 1,000 0.00%
36 PACIFIC PREMIER BANCORP 34 1,000 0.00%
37 GENERAL MTRS CO 35 1,000 0.00%
38 FRONTIER COMMUNICATIONS CORP 559 1,000 0.00%
39 VIRTU FINL INCORPORATED CLASS A 50 1,000 0.00%
40 TECHNIPFMC PLC 22 1,000 0.00%
41 TELEFONAKTIEBOLAGET LM ERICS 160 1,000 0.00%
42 WESTPORT FUEL SYSTEMS INC 1,000 1,000 0.00%
43 SYNAPTICS INC 14 1,000 0.00%
44 WHITING PETE CORP NEW 70 1,000 0.00%
45 NOW INC 41 1,000 0.00%
46 MACOM TECH SOLUTIONS HLDGS I 18 1,000 0.00%
47 GAP 46 1,000 0.00%
48 GROUPON INC 200 1,000 0.00%
49 ITT INC 16 1,000 0.00%
50 ATWOOD OCEANICS INC 72 1,000 0.00%
Page 1 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-17-000003, filed 2017.05.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.