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Institutional Investment Manager
GUPTA WEALTH MANAGEMENT LLC
GUPTA WEALTH MANAGEMENT LLC (CIK: 0001639966). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,175 holdings with a total value of $340,027,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 SYNERGY PHARMACEUTICALS DEL 270 1,000 0.00%
1152 EARTHLINK HOLDINGS ORD 143 1,000 0.00%
1153 Madison Square Garden 1 0 0.00%
1154 LIBERTY BROADBAND-C 7 0 0.00%
1155 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 18 0 0.00%
1156 CTI BIOPHARMA 20 0 0.00%
1157 LIBERTY BROADBAND CORP COM SER A 4 0 0.00%
1158 RAYMOND JAMES FINANC 1 0 0.00%
1159 HALYARD HEALTH INC 3 0 0.00%
1160 KRATOS DEFENSE & SECURITY SOLU COM 55 0 0.00%
1161 CONTRAVIR PHARMACEUTICALS IN 13 0 0.00%
1162 URBAN EDGE PPTYS COM 2 0 0.00%
1163 CUTERA INC COM 17 0 0.00%
1164 NOBLE CORP PLC 1 0 0.00%
1165 LEJU HLDGS LTD 21 0 0.00%
1166 FTD GROUP INC 8 0 0.00%
1167 MOSAIC CO NEW 8 0 0.00%
1168 ZHONE TECHNOLOGIES INC NEW 50 0 0.00%
1169 FLOWERS FOODS INC 0 0 0.00%
1170 UNITED ONLINE INC 6 0 0.00%
1171 GABELLI GLB SML & MD CP VAL TR 17 0 0.00%
1172 CST BRANDS INC 5 0 0.00%
1173 FASTENAL CO 0 0 0.00%
1174 LAM RESEARCH CORP 0 0 0.00%
1175 ROCK CREEK PHARMACEUTICALS INCORPORATED 600 0 0.00%
Page 24 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001639966-15-000002, filed 2015.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.