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Institutional Investment Manager
D'Orazio & Associates, Inc.
D'Orazio & Associates, Inc. (CIK: 0001646821) incorporated in Virginia, located at 8614 Westwood Center Drive, Suite 310, Vienna, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 317 holdings with a total value of $237,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 MEAD JOHNSON NUTRITI 68 5,000 0.00%
252 ISHARES TR 51 5,000 0.00%
253 INVESCO DYNAMIC CR OPPORTUNI 373 4,000 0.00%
254 ANNALY CAP MGMT INC 400 4,000 0.00%
255 USG Corp 200 4,000 0.00%
256 Invesco Van Kampen Bond Fund 248 4,000 0.00%
257 NATIONAL GRID PLC 65 4,000 0.00%
258 IAMGOLD CORP 2,000 4,000 0.00%
259 INVESCO ADVANTAGE MUN INCOME 394 4,000 0.00%
260 ISHARES RUSSELL 1000 ETF 37 4,000 0.00%
261 FIRSTENERGY CORP 115 4,000 0.00%
262 OCCIDENTAL PETE CORP DEL 50 3,000 0.00%
263 FIDELITY 100 3,000 0.00%
264 HERCULES CAPITAL INC 300 3,000 0.00%
265 INVESCO HIGH INCOME TR II 272 3,000 0.00%
266 CREE INC 120 3,000 0.00%
267 TD AMERITRADE HLDG CORP 100 3,000 0.00%
268 FLEX LTD 306 3,000 0.00%
269 SEADRILL PARTNERS LLC 700 2,000 0.00%
270 SPRINT CORPORATION 777 2,000 0.00%
271 FRONTIER COMMUNICATIONS CORP 456 2,000 0.00%
272 CBS Corp. 51 2,000 0.00%
273 Viacom Inc Non-Vtg CL B 53 2,000 0.00%
274 PLUG POWER INC 1,000 2,000 0.00%
275 Titan Pharmaceuticals Inc. 500 2,000 0.00%
276 TRIPLEPOINT VENTURE GROWTH B COM 200 2,000 0.00%
277 ADVANCED MICRO DEVICES INC 900 2,000 0.00%
278 ONEMAIN HLDGS INC 50 1,000 0.00%
279 VEREIT 202 1,000 0.00%
280 PUTNAM MUN OPPORTUNITIES TR 150 1,000 0.00%
281 ISHARES TR 13 1,000 0.00%
282 TELKONET INC 5,000 1,000 0.00%
283 SIRIUS XM HOLDINGS INC 400 1,000 0.00%
284 Ciena Corp 70 1,000 0.00%
285 NANOTECH ENTMT IN COM NEW 100,000 1,000 0.00%
286 NEW YORK CMNTY BANCORP INC 112 1,000 0.00%
287 NOKIA CORP 200 1,000 0.00%
288 BRAINSTORM CELL THERAPEUTICS 500 1,000 0.00%
289 Ucore Rare Metals, Inc. 5,000 1,000 0.00%
290 TEMPLETON GLOBAL INCOME FD 225 1,000 0.00%
291 AMERICAN INTL GROUP INC 58 1,000 0.00%
292 SYSCO CORP 30 1,000 0.00%
293 Caladrius Biosciences Inc 2,500 1,000 0.00%
294 BIOLARGO INC 5,000 1,000 0.00%
295 ENGILITY HLDGS INC NEW COM 16 0 0.00%
296 AFLAC INC 7 0 0.00%
297 Alcatel Lucent Adr 24 0 0.00%
298 PHOENIX COS INC NEW COM NEW 22 0 0.00%
299 ZION OIL & GAS INC 500 0 0.00%
300 DIEBOLD NXDF INC 3 0 0.00%
Page 6 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001646821-16-000015, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.