| 1 |
Saba Capital Management, L.P. |
706,177 |
9,350,000 |
39.24% |
|
|
| 2 |
Advisors Asset Management, Inc. |
390,793 |
5,174,000 |
21.71% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
161,774 |
2,142,000 |
8.99% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
135,277 |
1,791,000 |
7.52% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
90,000 |
1,192,000 |
5.00% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
60,880 |
806,000 |
3.38% |
|
|
| 7 |
MORGAN STANLEY |
58,950 |
780,000 |
3.27% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
57,275 |
758,000 |
3.18% |
|
|
| 9 |
AQR ARBITRAGE LLC |
35,241 |
467,000 |
1.96% |
|
|
| 10 |
LPL Financial LLC |
24,387 |
322,000 |
1.35% |
|
|
| 11 |
Raymond James Financial Services Advisors, Inc. |
22,325 |
296,000 |
1.24% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
19,289 |
255,000 |
1.07% |
|
|
| 13 |
SII INVESTMENTS INC/WI |
10,250 |
134,000 |
0.56% |
|
|
| 14 |
UBS Group AG |
9,393 |
124,000 |
0.52% |
|
|
| 15 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
8,503 |
112,000 |
0.47% |
|
|
| 16 |
ROYAL BANK OF CANADA |
2,165 |
29,000 |
0.12% |
|
|
| 17 |
GENEOS WEALTH MANAGEMENT INC. |
2,030 |
26,000 |
0.11% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
960 |
13,000 |
0.05% |
|
|
| 19 |
Creative Planning |
968 |
13,000 |
0.05% |
|
|
| 20 |
Highlander Capital Management, LLC |
932 |
12,000 |
0.05% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
646 |
9,000 |
0.04% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
545 |
7,000 |
0.03% |
|
|
| 23 |
WFG Advisors, LP |
502 |
7,000 |
0.03% |
|
|
| 24 |
Donald L. Hagan, LLC |
400 |
5,000 |
0.02% |
|
|
| 25 |
D'Orazio & Associates, Inc. |
272 |
3,000 |
0.01% |
|
|
| 26 |
IFP ADVISORS, INC |
40 |
1,000 |
0.00% |
|
|
| 27 |
VALLEY NATIONAL ADVISERS INC |
46 |
1,000 |
0.00% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
