| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
3,604,352 |
23,500,000 |
12.82% |
|
|
| 2 |
PRIVATE MANAGEMENT GROUP INC |
1,770,213 |
11,542,000 |
6.29% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
1,662,007 |
10,837,000 |
5.91% |
|
|
| 4 |
FRONTIER INVESTMENT MGMT CO |
1,196,780 |
7,790,000 |
4.25% |
|
|
| 5 |
Invesco Ltd. |
1,178,290 |
7,682,000 |
4.19% |
|
|
| 6 |
MORGAN STANLEY |
1,173,291 |
7,650,000 |
4.17% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
1,154,800 |
7,529,000 |
4.11% |
|
|
| 8 |
Evanson Asset Management, LLC |
1,153,597 |
7,521,000 |
4.10% |
|
|
| 9 |
LPL Financial LLC |
1,115,128 |
7,193,000 |
3.92% |
|
|
| 10 |
INTEGRATED WEALTH COUNSEL, LLC |
859,324 |
5,603,000 |
3.06% |
|
|
| 11 |
KELMAN-LAZAROV, INC. |
856,713 |
5,594,000 |
3.05% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
797,704 |
5,201,000 |
2.84% |
|
|
| 13 |
1607 Capital Partners, LLC |
742,622 |
4,842,000 |
2.64% |
|
|
| 14 |
Windsor Capital Management, LLC |
715,476 |
4,664,000 |
2.54% |
|
|
| 15 |
Pekin Hardy Strauss, Inc. |
681,050 |
4,440,000 |
2.42% |
|
|
| 16 |
UBS Group AG |
635,689 |
4,145,000 |
2.26% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
623,788 |
4,067,000 |
2.22% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
598,291 |
3,901,000 |
2.13% |
|
|
| 19 |
CORNERSTONE FINANCIAL PARTNERS, LLC |
588,393 |
3,838,000 |
2.09% |
|
|
| 20 |
HighTower Advisors, LLC |
384,371 |
2,504,000 |
1.37% |
|
|
| 21 |
ASSETMARK, INC |
364,594 |
2,377,000 |
1.30% |
|
|
| 22 |
GIRARD SECURITIES, INC. |
359,707 |
2,348,000 |
1.28% |
|
|
| 23 |
THRIVENT FINANCIAL FOR LUTHERANS |
344,517 |
2,246,000 |
1.22% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
310,434 |
2,024,000 |
1.10% |
|
|
| 25 |
GOULD ASSET MANAGEMENT LLC /CA/ |
304,277 |
1,984,000 |
1.08% |
|
|
| 26 |
EVERETT HARRIS & CO /CA/ |
286,556 |
1,868,000 |
1.02% |
|
|
| 27 |
AQR ARBITRAGE LLC |
261,098 |
1,702,000 |
0.93% |
|
|
| 28 |
AMERIPRISE FINANCIAL INC |
260,248 |
1,697,000 |
0.93% |
|
|
| 29 |
EMERSON INVESTMENT MANAGEMENT, LLC |
260,183 |
1,696,000 |
0.92% |
|
|
| 30 |
NINE MASTS CAPITAL Ltd |
227,150 |
1,481,000 |
0.81% |
|
|
| 31 |
Orion Porfolio Solutions, LLC |
200,979 |
1,310,000 |
0.71% |
|
|
| 32 |
SCOTIA CAPITAL INC. |
188,800 |
1,231,000 |
0.67% |
|
|
| 33 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
172,986 |
1,128,000 |
0.62% |
|
|
| 34 |
Cambridge Investment Research Advisors, Inc. |
158,785 |
1,035,000 |
0.56% |
|
|
| 35 |
RAYMOND JAMES & ASSOCIATES |
156,328 |
1,019,000 |
0.56% |
|
|
| 36 |
Family Firm, Inc. |
154,194 |
1,005,000 |
0.55% |
|
|
| 37 |
GREATMARK INVESTMENT PARTNERS, INC. |
135,825 |
886,000 |
0.48% |
|
|
| 38 |
ROYAL BANK OF CANADA |
124,336 |
811,000 |
0.44% |
|
|
| 39 |
HL FINANCIAL SERVICES LLC |
113,712 |
741,000 |
0.40% |
|
|
| 40 |
Archford Capital Strategies, LLC |
5 |
725,000 |
0.40% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
108,014 |
699,000 |
0.38% |
|
|
| 42 |
Marble Harbor Investment Counsel, LLC |
97,000 |
632,000 |
0.34% |
|
|
| 43 |
SG Americas Securities, LLC |
96,617 |
630,000 |
0.34% |
|
|
| 44 |
Rock Point Advisors, LLC |
82,261 |
536,000 |
0.29% |
|
|
| 45 |
BAIRD FINANCIAL GROUP, INC. |
73,169 |
477,000 |
0.26% |
|
|
| 46 |
ROWLAND CARMICHAEL ADVISORS INC /ADV |
69,000 |
450,000 |
0.25% |
|
|
| 47 |
COHEN & STEERS, INC. |
67,615 |
441,000 |
0.24% |
|
|
| 48 |
SHUFRO ROSE & CO LLC |
62,575 |
408,000 |
0.22% |
|
PRN |
| 49 |
Private Harbour Investment Management & Counsel, LLC |
61,942 |
404,000 |
0.22% |
|
|
| 50 |
Global Endowment Management, LP |
60,000 |
391,000 |
0.21% |
|
|
