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Institutional Investment Manager
BAIRD FINANCIAL GROUP, INC.
BAIRD FINANCIAL GROUP, INC. (CIK: 0001648711). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,191 holdings with a total value of $11,163,811,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 NORDIC AMERICAN TANKERS LIMI 18,025 182,000 0.00%
1152 XEROX CORP 17,867 181,000 0.00%
1153 UMPQUA HLDGS CORP 11,853 178,000 0.00%
1154 WHITING PETE CORP NEW 20,180 176,000 0.00%
1155 REDWOOD TR INC 12,325 175,000 0.00%
1156 NUVEEN INTER DURATION MN TMF 12,000 166,000 0.00%
1157 EL POLLO LOCO HLDGS INC 13,021 164,000 0.00%
1158 ADAMS DIVERSIFIED EQUITY FD 12,088 159,000 0.00%
1159 ENSCO PLC 18,480 157,000 0.00%
1160 SHILOH INDS INC 22,000 156,000 0.00%
1161 EATON VANCE TX MNG BY WRT OP 10,139 153,000 0.00%
1162 NUVEEN S&P 500 BUY-WRITE INC 11,118 147,000 0.00%
1163 EATON VANCE MUNI INCOME TRUS 10,268 146,000 0.00%
1164 DEUTSCHE BANK AG 11,052 145,000 0.00%
1165 NEW RESIDENTIAL INVT CORP COM NEW 10,337 143,000 0.00%
1166 CIVISTA BANCSHARES INC 10,087 143,000 0.00%
1167 TWIN DISC INC 11,048 132,000 0.00%
1168 ELECTRO SCIENTIFIC INDS 23,274 131,000 0.00%
1169 KEYCORP 10,615 129,000 0.00%
1170 EATON VANCE TAX MANAGED DIVE 12,073 129,000 0.00%
1171 NUVEEN SELECT MAT MUN FD 11,900 127,000 0.00%
1172 MODINE MFG CO COM 10,600 126,000 0.00%
1173 WESTERN ASSET MUN HI INCM FD 14,518 115,000 0.00%
1174 DIAMONDROCK HOSPITALITY CO COM 12,447 113,000 0.00%
1175 WEATHERFORD INTL PLC 17,520 98,000 0.00%
1176 ARCELORMITTAL SA LUXEMBOURG 14,429 87,000 0.00%
1177 MIMEDX GROUP INC COM 10,000 86,000 0.00%
1178 PROSPECT CAPITAL CORPORATION 10,553 85,000 0.00%
1179 CLIFFS NAT RES INC 14,223 83,000 0.00%
1180 APOLLO INVT CORP 13,983 81,000 0.00%
1181 PC-TEL INC 14,286 76,000 0.00%
1182 BIOTIME INC 18,021 70,000 0.00%
1183 MANITOWOC INC COM 14,410 69,000 0.00%
1184 NOKIA CORP 11,582 67,000 0.00%
1185 Curis, Inc 24,968 65,000 0.00%
1186 COMPUGEN LTD 10,000 63,000 0.00%
1187 DRDGOLD LIMITED 11,246 56,000 0.00%
1188 PUTNAM PREMIER INCOME TR 10,535 52,000 0.00%
1189 TASEKO MINES LTD 42,607 20,000 0.00%
1190 MANNKIND CORP. 25,000 16,000 0.00%
1191 NAVIOS MARITIME ACQUIS CORP SHS 11,000 15,000 0.00%
Page 24 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001648711-16-000016, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.