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WESTERN ASSET MUN HI INCM FD
WESTERN ASSET MUN HI INCM FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $13,601,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 344,480 2,739,000 20.14%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 191,048 1,519,000 11.17%
3 ENVESTNET ASSET MANAGEMENT INC 190,272 1,513,000 11.12%
4 RAYMOND JAMES & ASSOCIATES 167,877 1,335,000 9.82%
5 MORGAN STANLEY 114,094 907,000 6.67%
6 Brown Advisory Securities, LLC 69,504 554,000 4.07%
7 LPL Financial LLC 66,889 530,000 3.90%
8 VAN ECK ASSOCIATES CORP 61,583 490,000 3.60%
9 Commonwealth Equity Services, Inc 61,344 488,000 3.59%
10 BANK OF AMERICA CORP /DE/ 59,192 471,000 3.46%
11 WELLS FARGO & COMPANY/MN 56,541 449,000 3.30%
12 Curi Capital, LLC 41,947 333,000 2.45%
13 UBS Group AG 38,955 310,000 2.28%
14 ROYAL BANK OF CANADA 29,824 237,000 1.74%
15 WEDBUSH SECURITIES INC 29,198 232,000 1.71%
16 Gilman Hill Asset Management, LLC 25,000 199,000 1.46%
17 DOLIVER ADVISORS, LP 21,664 172,000 1.26%
18 WOLVERINE ASSET MANAGEMENT LLC 21,174 168,000 1.24%
19 ANCORA PRIVATE WEALTH ADVISORS, LLC 15,864 126,000 0.93%
20 Cambridge Investment Research Advisors, Inc. 15,896 126,000 0.93%
21 BAIRD FINANCIAL GROUP, INC. 14,518 115,000 0.85%
22 Sigma Planning Corp 13,907 111,000 0.82%
23 BB&T SECURITIES, LLC 13,799 109,000 0.80%
24 Global Endowment Management, LP 13,425 107,000 0.79%
25 Janney Montgomery Scott LLC 10,000 80,000 0.59%
26 US BANCORP \DE\ 6,812 54,000 0.40%
27 ADVISOR GROUP, INC. 3,414 27,000 0.20%
28 PNC FINANCIAL SERVICES GROUP, INC. 3,417 27,000 0.20%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 24,000 0.18%
30 Clearbridge Investments, LLC 2,250 18,000 0.13%
31 FIFTH THIRD BANCORP 1,662 13,000 0.10%
32 Tradewinds Capital Management, LLC 967 8,000 0.06%
33 CITIGROUP INC 681 5,000 0.04%
34 D.A. DAVIDSON & CO. 650 5,000 0.04%
35 Tower Research Capital LLC (TRC) 53 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.