Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD BD INDEX FDS 18,488 1,481 0.51%
52 ISHARES RUSSELL 2000 VALUE ETF 14,664 1,479 0.51%
53 ISHARES RUSSELL 2000 GROWTH ETF 10,738 1,461 0.50%
54 NEWCASTLE INVESTMENT CORP 305,814 1,437 0.49%
55 ADVISORSHARES TR 27,283 1,435 0.49%
56 LUMEN TECHNOLOGIES INC 43,115 1,416 0.49%
57 ISHARES TR 5,897 1,394 0.48%
58 QUALCOMM INC 16,948 1,337 0.46%
59 ISHARES TR 19,127 1,315 0.45%
60 ISHARES TR 33,254 1,284 0.44%
61 ALLIANCEBERNSTEIN GLOBAL HIG 86,721 1,280 0.44%
62 SELECT SECTOR SPDR TR 30,301 1,256 0.43%
63 POWERSHARES ETF TR II 87,388 1,246 0.43%
64 UNION PAC CORP 6,600 1,239 0.43%
65 JOHNSON & JOHNSON 12,588 1,237 0.43%
66 SPDR S&P 500 ETF TR 6,463 1,209 0.42%
67 SPDR SER TR 29,208 1,209 0.42%
68 ANNALY CAP MGMT INC 109,945 1,206 0.41%
69 ISHARES TR 10,554 1,176 0.40%
70 HERITAGE FINL CORP WASH COM 68,225 1,154 0.40%
71 BLACKROCK MUN 2020 TERM TR 69,037 1,130 0.39%
72 FRONTIER COMMUNICATIONS CORP 193,187 1,102 0.38%
73 AMAZON COM INC 3,265 1,098 0.38%
74 KEYCORP 76,332 1,087 0.37%
75 HANCOCK JOHN PFD INCOME FD I 60,998 1,056 0.36%
76 SUN LIFE FINL INC 28,837 999 0.34%
77 AMERICAN STRATEGICINCOME PORTFOLIO INCIII 118,873 988 0.34%
78 CBL & ASSOC PPTYS INC 53,226 945 0.33%
79 ISHARES TR 22,978 942 0.32%
80 DUKE ENERGY CORP NEW 12,696 904 0.31%
81 ISHARES 20,076 904 0.31%
82 PRECISION CASTPARTS 3,508 887 0.31%
83 POWERSHARES QQQ TRUST 10,059 882 0.30%
84 MARKET VECTORS ETF TR 47,646 881 0.30%
85 NEW MEDIA INVT GROUP INC COM 58,262 875 0.30%
86 NUVEEN CR STRATEGIES INCOME FD COM SHS 90,505 861 0.30%
87 First Trust/Aberdeen Global 61,252 854 0.29%
88 FACEBOOK INC 13,562 817 0.28%
89 PIMCO CORPORATE INCM STRG 47,933 797 0.27%
90 ROYAL DUTCH SHELL PLC 10,811 790 0.27%
91 DU PONT E I DE NEMOURS & CO 11,742 788 0.27%
92 FORD MTR CO DEL 50,400 786 0.27%
93 VANGUARD INDEX FDS 6,815 770 0.26%
94 SPDR SER TR 15,890 769 0.26%
95 FERRELLGAS PARTNERS L.P. UNIT LTD PART 32,214 744 0.26%
96 NORDSTROM INC 11,898 743 0.26%
97 DANAHER CORP DEL 9,910 743 0.26%
98 ABERDEEN ASIA PACIFIC INCOM 120,569 737 0.25%
99 Chimera Investment Corp REIT 239,865 734 0.25%
100 T MOBILE US INC 22,182 733 0.25%
Page 2 of 6