| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 473,612 | 6,606,000 | 15.42% | ||
| 2 | MORGAN STANLEY | 405,646 | 5,659,000 | 13.21% | ||
| 3 | ROYAL BANK OF CANADA | 402,740 | 5,618,000 | 13.12% | ||
| 4 | Robert W. Baird & Co. Inc | 384,882 | 5,369,000 | 12.53% | ||
| 5 | Invesco Ltd. | 360,284 | 5,026,000 | 11.73% | ||
| 6 | WELLS FARGO & COMPANY/MN | 179,564 | 2,505,000 | 5.85% | ||
| 7 | COHEN & STEERS, INC. | 133,615 | 1,864,000 | 4.35% | ||
| 8 | Capital Investment Advisors, LLC | 113,633 | 1,585,180 | 3.70% | ||
| 9 | Horizon Kinetics LLC | 73,959 | 1,032,000 | 2.41% | ||
| 10 | NWAM LLC | 61,252 | 854,000 | 1.99% | ||
| 11 | Shaker Financial Services, LLC | 57,574 | 803,000 | 1.87% | ||
| 12 | AQR CAPITAL MANAGEMENT LLC | 45,998 | 642,000 | 1.50% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,523 | 565,000 | 1.32% | ||
| 14 | Saba Capital Management, L.P. | 38,000 | 530,000 | 1.24% | ||
| 15 | UBS AG | 32,001 | 446,000 | 1.04% | ||
| 16 | LPL Financial LLC | 25,978 | 362,000 | 0.85% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 21,999 | 307,000 | 0.72% | ||
| 18 | Private Advisor Group, LLC | 21,950 | 306,000 | 0.71% | ||
| 19 | CITIGROUP INC | 19,921 | 277,000 | 0.65% | ||
| 20 | KMS FINANCIAL SERVICES, INC | 19,665 | 274,000 | 0.64% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 19,400 | 271,000 | 0.63% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 19,279 | 268,945 | 0.63% | ||
| 23 | Investors Capital Advisory Services | 18,335 | 255,000 | 0.60% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 17,056 | 238,000 | 0.56% | ||
| 25 | CORNERSTONE ADVISORS INC | 13,647 | 190,000 | 0.44% | ||
| 26 | D.A. DAVIDSON & CO. | 12,950 | 180,000 | 0.42% | ||
| 27 | CENTRAL TRUST Co | 12,447 | 174,000 | 0.41% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 11,971 | 166,000 | 0.39% | ||
| 29 | Advisors Asset Management, Inc. | 11,026 | 154,000 | 0.36% | ||
| 30 | BOSTON PRIVATE BANK & TRUST CO | 8,500 | 119,000 | 0.28% | ||
| 31 | Creative Planning | 4,550 | 63,000 | 0.15% | ||
| 32 | Cordasco Financial Network | 4,235 | 59,000 | 0.14% | ||
| 33 | MSI Financial Services Inc | 2,220 | 31,000 | 0.07% | ||
| 34 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 2,000 | 28,000 | 0.07% | ||
| 35 | FIFTH THIRD BANCORP | 250 | 3,000 | 0.01% | ||
| 36 | WFG Advisors, LP | 188 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
