| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 3,262,422 | 31,026,000 | 12.77% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 2,693,789 | 25,617,000 | 10.54% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,662,855 | 25,324,000 | 10.42% | ||
| 4 | Advisors Asset Management, Inc. | 2,109,195 | 20,058,000 | 8.26% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 2,025,522 | 19,263,000 | 7.93% | ||
| 6 | MORGAN STANLEY | 1,609,274 | 15,304,000 | 6.30% | ||
| 7 | UBS AG | 1,359,956 | 12,933,000 | 5.32% | ||
| 8 | JPMORGAN CHASE & CO | 1,018,900 | 9,690,000 | 3.99% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 940,927 | 8,948,000 | 3.68% | ||
| 10 | WELLS FARGO & COMPANY/MN | 843,580 | 8,023,000 | 3.30% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 558,976 | 5,316,000 | 2.19% | ||
| 12 | 1832 Asset Management L.P. | 500,000 | 4,730,000 | 1.95% | ||
| 13 | PRIVATE MANAGEMENT GROUP INC | 490,975 | 4,669,000 | 1.92% | ||
| 14 | Relative Value Partners, LLC | 484,455 | 4,607,000 | 1.90% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 470,838 | 4,477,000 | 1.84% | ||
| 16 | BB&T SECURITIES, LLC | 30,319 | 2,883,000 | 1.19% | ||
| 17 | LPL Financial LLC | 266,918 | 2,538,000 | 1.04% | ||
| 18 | STIFEL FINANCIAL CORP | 235,691 | 2,241,000 | 0.92% | ||
| 19 | COHEN & STEERS, INC. | 227,371 | 2,162,000 | 0.89% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 221,782 | 2,109,000 | 0.87% | ||
| 21 | CORNERSTONE ADVISORS INC | 181,439 | 1,725,000 | 0.71% | ||
| 22 | ROYAL BANK OF CANADA | 181,032 | 1,722,000 | 0.71% | ||
| 23 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 175,553 | 1,669,000 | 0.69% | ||
| 24 | ZAZOVE ASSOCIATES LLC | 163,024 | 1,550,000 | 0.64% | ||
| 25 | Mariner, LLC | 158,330 | 1,506,000 | 0.62% | ||
| 26 | AMERIPRISE FINANCIAL INC | 134,323 | 1,277,000 | 0.53% | ||
| 27 | CREDIT SUISSE AG/ | 125,863 | 1,197,000 | 0.49% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 125,871 | 1,197,000 | 0.49% | ||
| 29 | Horizon Kinetics LLC | 123,992 | 1,179,000 | 0.49% | ||
| 30 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 116,352 | 1,106,000 | 0.46% | ||
| 31 | Kamunting Street Capital Management, L.P. | 106,625 | 1,014,000 | 0.42% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 104,482 | 994,000 | 0.41% | ||
| 33 | BNP PARIBAS FINANCIAL MARKETS | 92,878 | 874,911 | 0.36% | ||
| 34 | NWAM LLC | 90,505 | 861,000 | 0.35% | ||
| 35 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 90,099 | 857,000 | 0.35% | ||
| 36 | FIRST TRUST ADVISORS LP | 84,196 | 801,000 | 0.33% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 75,188 | 716,000 | 0.29% | ||
| 38 | Commonwealth Equity Services, Inc | 72,162 | 686,000 | 0.28% | ||
| 39 | SHEPHERD KAPLAN KROCHUK, LLC | 72,000 | 684,000 | 0.28% | ||
| 40 | INVESTMENT CENTERS OF AMERICA INC | 71,000 | 663,000 | 0.27% | ||
| 41 | AQR CAPITAL MANAGEMENT LLC | 55,751 | 530,000 | 0.22% | ||
| 42 | DOLIVER ADVISORS, LP | 52,466 | 499,000 | 0.21% | ||
| 43 | SeaBridge Investment Advisors LLC | 41,600 | 396,000 | 0.16% | ||
| 44 | DUBUQUE BANK & TRUST CO | 41,505 | 395,000 | 0.16% | ||
| 45 | SMITH, MOORE & CO. | 41,480 | 394,000 | 0.16% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,979 | 390,000 | 0.16% | ||
| 47 | WOLVERINE ASSET MANAGEMENT LLC | 40,361 | 383,000 | 0.16% | ||
| 48 | CITIGROUP INC | 39,696 | 378,000 | 0.16% | ||
| 49 | Bank of New York Mellon Corp | 36,530 | 348,000 | 0.14% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 36,442 | 346,559 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
