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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
201 RAYTHEON CO 2,253 223 0.08%
202 REALTY INCOME CORP 69,457 2,838 0.98%
203 RIO TINTO PLC 5,783 323 0.11%
204 ROYAL DUTCH SHELL PLC 10,811 790 0.27%
205 ROYAL DUTCH SHELL PLC 3,287 257 0.09%
206 RYDEX ETF TRUST 120,402 8,788 3.02%
207 SANOFI 5,255 275 0.09%
208 SELECT SECTOR SPDR TR 30,301 1,256 0.43%
209 SEMPRA ENERGY 4,748 459 0.16%
210 SHIP FINANCE INTERNATIONAL L 10,627 191 0.07%
211 SONUS NETWORKS INC 13,795 232 0.08%
212 SOURCE CAP INC 5,006 344 0.12%
213 SOUTHWEST AIRLS CO 11,524 272 0.09%
214 SPDR GOLD TR 4,371 540 0.19%
215 SPDR S&P 500 ETF TR 6,463 1,209 0.42%
216 SPDR S&P MIDCAP 400 ETF TR 981 246 0.08%
217 SPDR SER TR 15,890 769 0.26%
218 SPDR SER TR 3,595 265 0.09%
219 SPDR SER TR 29,208 1,209 0.42%
220 SPDR SERIES TRUST 10,559 436 0.15%
221 SPECIAL OPPORTUNITIES FUND INC COM 17,369 282 0.10%
222 ST JUDE MED INC 4,110 269 0.09%
223 STARBUCKS CORP 74,971 5,501 1.89%
224 STATOIL ASA 10,880 307 0.11%
225 STEALTHGAS INC SHS 57,375 652 0.22%
226 SUN LIFE FINL INC 28,837 999 0.34%
227 Support.Com Inc 12,801 33 0.01%
228 T MOBILE US INC 22,182 733 0.25%
229 TCW STRATEGIC INCOME FD INC 32,722 179 0.06%
230 TEMPLETON EMERGING COM 36,440 511 0.18%
231 TEXAS INSTRS INC 4,301 203 0.07%
232 TIME WARNER INC 3,682 241 0.08%
233 TITAN INTL INC ILL COM 16,380 311 0.11%
234 TRANSOCEAN LTD 5,940 246 0.08%
235 TURQUOISE HILL RES LTD 76,836 256 0.09%
236 TWITTER INC 5,211 243 0.08%
237 U.S. GEOTHERMAL INC 15,000 11 0.00%
238 UNION PAC CORP 6,600 1,239 0.43%
239 UNITED TECHNOLOGIES CORP 2,635 308 0.11%
240 UNITEDHEALTH GROUP INC 4,922 404 0.14%
241 UQM TECHNOLOGIES INC COM 15,517 41 0.01%
242 US BANCORP DEL 105,001 4,500 1.55%
243 VANGUARD BD INDEX FDS 23,176 1,882 0.65%
244 VANGUARD BD INDEX FDS 18,488 1,481 0.51%
245 VANGUARD INDEX FDS 6,815 770 0.26%
246 VANGUARD INDEX FDS 47,503 4,441 1.53%
247 VANGUARD INDEX FDS 59,223 4,182 1.44%
248 VANGUARD INDEX FDS 4,503 453 0.16%
249 VANGUARD INDEX FDS 55,071 4,302 1.48%
250 VANGUARD INTL EQUITY INDEX F 14,373 723 0.25%
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