| 1 |
Relative Value Partners, LLC |
2,243,466 |
36,456,000 |
47.12% |
|
|
| 2 |
Horizon Kinetics LLC |
662,628 |
10,768,000 |
13.92% |
|
|
| 3 |
CSS LLC/IL |
352,637 |
5,730,000 |
7.41% |
|
|
| 4 |
Karpus Management, Inc. |
280,373 |
4,556,000 |
5.89% |
|
|
| 5 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
270,096 |
4,389,000 |
5.67% |
|
|
| 6 |
Ancora Advisors LLC |
247,732 |
4,026,000 |
5.20% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
123,135 |
2,001,000 |
2.59% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
119,119 |
1,936,000 |
2.50% |
|
|
| 9 |
MORGAN STANLEY |
102,872 |
1,672,000 |
2.16% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
59,849 |
973,000 |
1.26% |
|
|
| 11 |
Commonwealth Equity Services, Inc |
57,382 |
932,000 |
1.20% |
|
|
| 12 |
KMS FINANCIAL SERVICES, INC |
49,170 |
799,000 |
1.03% |
|
|
| 13 |
Virtu KCG Holdings LLC |
32,550 |
529,000 |
0.68% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
25,472 |
414,000 |
0.54% |
|
|
| 15 |
Independence Trust CO |
25,270 |
411,000 |
0.53% |
|
|
| 16 |
Shaker Financial Services, LLC |
22,667 |
368,000 |
0.48% |
|
|
| 17 |
NWAM LLC |
17,369 |
282,000 |
0.36% |
|
|
| 18 |
UBS AG |
14,795 |
240,000 |
0.31% |
|
|
| 19 |
Financial Architects, Inc |
12,754 |
207,000 |
0.27% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
11,387 |
185,000 |
0.24% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
9,027 |
147,000 |
0.19% |
|
|
| 22 |
FIRST MANHATTAN CO. LLC. |
6,108 |
99,000 |
0.13% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,483 |
89,000 |
0.12% |
|
|
| 24 |
PRELUDE CAPITAL MANAGEMENT, LLC |
3,570 |
58,000 |
0.07% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
2,687 |
44,000 |
0.06% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
1,200 |
20,000 |
0.03% |
|
|
| 27 |
ROYAL BANK OF CANADA |
980 |
16,000 |
0.02% |
|
|
| 28 |
US BANCORP \DE\ |
769 |
12,000 |
0.02% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
420 |
7,000 |
0.01% |
|
|
