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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 347 Institutional holders with a total value of $5,612,953,796.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 15,665,616 647,303,000 11.53%
2 BANK OF AMERICA CORP /DE/ 11,687,999 482,948,000 8.60%
3 STATE STREET CORP 11,029,176 455,614,000 8.12%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,151,745 254,129,000 4.53%
5 AEGON USA Investment Management, LLC 5,232,725 216,216,000 3.85%
6 LPL Financial LLC 4,942,496 204,224,000 3.64%
7 MORGAN STANLEY 4,502,310 186,037,000 3.31%
8 Bank of New York Mellon Corp 3,422,710 141,426,000 2.52%
9 SCHRODER INVESTMENT MANAGEMENT GROUP 3,292,435 136,043,414 2.42%
10 UBS AG 2,782,592 114,977,000 2.05%
11 VOYA INVESTMENT MANAGEMENT LLC 2,226,974 91,996,000 1.64%
12 PNC FINANCIAL SERVICES GROUP, INC. 2,108,637 87,130,000 1.55%
13 Creative Planning 2,026,041 83,716,000 1.49%
14 TD ASSET MANAGEMENT INC 1,969,650 81,366,000 1.45%
15 HSBC HOLDINGS PLC 1,936,038 79,981,000 1.42%
16 ASSETMARK, INC 1,878,917 77,637,000 1.38%
17 BLACKROCK ADVISORS LLC 1,833,144 75,746,000 1.35%
18 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,752,759 72,424,000 1.29%
19 Clark Capital Management Group, Inc. 1,701,494 70,306,000 1.25%
20 AVIANCE CAPITAL MANAGEMENT, LLC 1,695,148 70,044,000 1.25%
21 ENVESTNET ASSET MANAGEMENT INC 1,675,574 69,235,000 1.23%
22 VestGen Investment Management 1,661,059 68,621,000 1.22%
23 RAYMOND JAMES & ASSOCIATES 1,641,378 67,822,000 1.21%
24 Neuberger Berman Group LLC 1,627,167 67,235,000 1.20%
25 BANK OF MONTREAL /CAN/ 1,560,043 64,461,000 1.15%
26 GOLDMAN SACHS GROUP INC 1,527,978 63,136,000 1.12%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,519,988 62,806,000 1.12%
28 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,297,807 53,612,000 0.96%
29 CURIAN CAPITAL LLC 1,266,458 52,300,000 0.93%
30 MANAGED ACCOUNT ADVISORS LLC 1,141,143 47,152,000 0.84%
31 GUGGENHEIM CAPITAL LLC 1,052,334 43,470,000 0.77%
32 Charles Schwab Investment Advisory, Inc. 945,972 39,088,000 0.70%
33 Transamerica Financial Advisors, LLC 944,715 39,036,000 0.70%
34 QS Investors, LLC 891,643 36,833,000 0.66%
35 BARCLAYS PLC 862,539 35,367,000 0.63%
36 BlackRock Group LTD 784,402 32,411,000 0.58%
37 RiverFront Investment Group, LLC 752,287 31,084,000 0.55%
38 CREDIT SUISSE AG/ 735,836 30,405,000 0.54%
39 EASTERN BANK 702,221 29,015,000 0.52%
40 BLAIR WILLIAM & CO/IL 680,740 28,128,000 0.50%
41 CITIGROUP INC 550,668 22,749,000 0.41%
42 Visionary Asset Management, Inc. 546,300 22,573,000 0.40%
43 ROYAL BANK OF CANADA 542,703 22,424,000 0.40%
44 FDx Advisors, Inc. 510,756 21,104,000 0.38%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 505,711 20,895,000 0.37%
46 Man Investments Ltd 504,971 20,865,000 0.37%
47 Fiera Capital Corp 494,250 20,422,000 0.36%
48 BB&T SECURITIES, LLC 48,826 20,174,000 0.36%
49 Cambridge Investment Research Advisors, Inc. 479,639 19,819,000 0.35%
50 Cerity Partners OCIO LLC 475,151 19,633,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.