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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001606587-16-000423) filed in 2016.02.09
#
Name
Shares
Value ($)
%
Options
Notes
101 SCHWAB CHARLES CORP 419 14 0.01%
102 SCHLUMBERGER LTD 477 41 0.02%
103 SBA COMMUNICATIONS CORP 239 27 0.01%
104 SANOFI 464 23 0.01%
105 SALESFORCE COM INC 626 44 0.02%
106 RYDEX ETF TRUST 6,652 531 0.21%
107 ROYAL DUTCH SHELL PLC 73 4 0.00%
108 ROYAL BK SCOTLAND GROUP PLC 400 10 0.00%
109 ROYAL BK CDA MONTREAL QUE 26,470 1,619 0.64%
110 ROPER TECHNOLOGIES INC 130 22 0.01%
111 ROCK CREEK PHARMACEUTICALS I 829 1 0.00%
112 RIO TINTO PLC 167 7 0.00%
113 QUALCOMM INC 2,556 160 0.06%
114 QORVO INC 375 30 0.01%
115 QEP RES INC 50 1 0.00%
116 PUTNAM MANAGED MUN INCOME TR 1,521 11 0.00%
117 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 767 6 0.00%
118 PUBLIC SVC ENTERPRISE GRP IN 864 34 0.01%
119 PRUDENTIAL FINL INC 175 15 0.01%
120 PROCTER AND GAMBLE CO 3,399 266 0.10%
121 PRICELINE GRP INC 22 25 0.01%
122 PRICE T ROWE GROUP INC 50 4 0.00%
123 PRAXAIR INC 25 3 0.00%
124 POWERSHS DB MULTI SECT COMM 1,000 23 0.01%
125 POWERSHARES QQQ TRUST 1,314 141 0.06%
126 POWERSHARES ETF TRUST II 615 14 0.01%
127 POWERSHARES ETF TRUST 164,346 14,903 5.86%
128 POWERSHARES ETF TRUST 255 26 0.01%
129 POWERSHARES ETF TRUST 58,740 1,004 0.39%
130 POWERSHARES ETF TR II 7,765 316 0.12%
131 POWERSHARES ETF TR II 135,917 4,980 1.96%
132 POWERSHARES ETF TR II 1,600 39 0.02%
133 POWERSHARES ETF TR II 12,000 338 0.13%
134 POWERSHARES ETF TR II 9,102 132 0.05%
135 POWERSHARES DB CMDTY IDX TRA 112,726 2,029 0.80%
136 PIMCO MUN INCOME FD II 500 6 0.00%
137 PIMCO ETF TR 359 36 0.01%
138 PIMCO ETF TR 230 25 0.01%
139 PIMCO ETF TR 6,879 696 0.27%
140 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 2,250 117 0.05%
141 PHILLIPS 66 200 16 0.01%
142 PHILIP MORRIS INTL INC 2,672 214 0.08%
143 PFIZER INC 18,807 631 0.25%
144 PERRY ELLIS INTL INC 19 0 0.00%
145 PEPSICO INC 3,841 359 0.14%
146 PENTAIR PLC 103 7 0.00%
147 PENNEY J C INC 21 0 0.00%
148 PACIFIC ETHANOL INC 2 0 0.00%
149 ORACLE CORP 3,436 138 0.05%
150 OMNICOM GROUP INC 662 46 0.02%
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