| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CLEARY GULL HOLDINGS INC. | 1,654,611 | 37,775,000 | 22.40% | ||
| 2 | MORGAN STANLEY | 1,250,201 | 28,542,000 | 16.93% | ||
| 3 | Commonwealth Equity Services, Inc | 792,277 | 18,088,000 | 10.73% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 651,898 | 14,883,000 | 8.83% | ||
| 5 | LPL Financial LLC | 421,934 | 9,629,000 | 5.71% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 398,810 | 9,105,000 | 5.40% | ||
| 7 | Cetera Advisor Networks LLC | 218,868 | 5,220,000 | 3.10% | ||
| 8 | UBS Group AG | 156,640 | 3,576,000 | 2.12% | ||
| 9 | GREENWOOD CAPITAL ASSOCIATES LLC | 127,110 | 2,901,000 | 1.72% | ||
| 10 | ROYAL BANK OF CANADA | 112,017 | 2,558,000 | 1.52% | ||
| 11 | Cambridge Investment Research Advisors, Inc. | 110,504 | 2,523,000 | 1.50% | ||
| 12 | Nuveen Asset Management, LLC | 105,130 | 2,400,000 | 1.42% | ||
| 13 | BARCLAYS PLC | 100,399 | 2,209,000 | 1.31% | ||
| 14 | WELLS FARGO & COMPANY/MN | 78,718 | 1,798,000 | 1.07% | ||
| 15 | ZIONS BANCORPORATION | 77,135 | 1,761,000 | 1.04% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 74,296 | 1,714,000 | 1.02% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 70,321 | 1,605,000 | 0.95% | ||
| 18 | JANE STREET GROUP, LLC | 67,297 | 1,536,000 | 0.91% | ||
| 19 | Janney Montgomery Scott LLC | 64,491 | 1,472,325 | 0.87% | ||
| 20 | Partnervest Advisory Services LLC | 56,583 | 1,292,000 | 0.77% | ||
| 21 | SMITH, MOORE & CO. | 53,679 | 1,226,000 | 0.73% | ||
| 22 | Fusion Investment Group, LLC | 53,405 | 1,219,000 | 0.72% | ||
| 23 | ADELL HARRIMAN & CARPENTER INC | 53,344 | 1,217,844 | 0.72% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 50,094 | 1,144,000 | 0.68% | ||
| 25 | CITIGROUP INC | 49,724 | 1,135,000 | 0.67% | ||
| 26 | JPMORGAN CHASE & CO | 46,118 | 1,053,000 | 0.62% | ||
| 27 | Private Advisor Group, LLC | 39,272 | 898,000 | 0.53% | ||
| 28 | AMERIPRISE FINANCIAL INC | 39,396 | 890,000 | 0.53% | ||
| 29 | HIGH POINT BANK & TRUST CO | 38,666 | 883,000 | 0.52% | ||
| 30 | CITADEL ADVISORS LLC | 36,165 | 826,000 | 0.49% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 33,346 | 761,295 | 0.45% | ||
| 32 | Madden Advisory Services, Inc. | 23,084 | 527,000 | 0.31% | ||
| 33 | WEDBUSH SECURITIES INC | 22,530 | 514,000 | 0.30% | ||
| 34 | STIFEL FINANCIAL CORP | 17,961 | 410,000 | 0.24% | ||
| 35 | MSI Financial Services Inc | 17,534 | 400,000 | 0.24% | ||
| 36 | ProVise Management Group, LLC | 16,511 | 377,000 | 0.22% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 16,052 | 367,000 | 0.22% | ||
| 38 | BB&T SECURITIES, LLC | 15,706 | 358,000 | 0.21% | ||
| 39 | Virtu KCG Holdings LLC | 15,382 | 351,000 | 0.21% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 15,280 | 349,000 | 0.21% | ||
| 41 | First Allied Advisory Services, Inc. | 14,625 | 335,000 | 0.20% | ||
| 42 | VSR Financial Services, Inc. | 13,718 | 313,000 | 0.19% | ||
| 43 | WealthTrust Axiom LLC | 12,500 | 285,000 | 0.17% | ||
| 44 | Sigma Planning Corp | 12,112 | 277,000 | 0.16% | ||
| 45 | ZIONS BANCORPORATION | 11,802 | 269,000 | 0.16% | SH | |
| 46 | Thomas J. Herzfeld Advisors, Inc. | 10,000 | 227,000 | 0.13% | ||
| 47 | Aviance Capital Partners, LLC | 9,960 | 227,000 | 0.13% | ||
| 48 | IFC Holdings Incorporated/FL | 9,080 | 210,000 | 0.12% | ||
| 49 | Sandy Spring Bank | 6,918 | 158,000 | 0.09% | ||
| 50 | WHITTIER TRUST CO | 6,006 | 137,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
