Dark
Light
System
Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001606587-16-000423) filed in 2016.02.09
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES TR 3,600 396 0.16%
352 APPLE INC 3,158 396 0.16%
353 ISHARES TR 4,400 405 0.16%
354 NUVEEN SR INCOME FD 65,048 416 0.16%
355 JOHNSON & JOHNSON 4,286 418 0.16%
356 ISHARES TR 2,466 420 0.17%
357 DISNEY WALT CO 3,898 445 0.18%
358 RYDEX ETF TRUST 6,652 531 0.21%
359 SPDR SERIES TRUST 13,826 531 0.21%
360 VANGUARD WHITEHALL FDS 7,920 533 0.21%
361 COHEN & STEERS GLOBAL INCORPORATED BLDR 48,095 547 0.22%
362 ISHARES TR 5,736 568 0.22%
363 INVESCO SR INCOME TR 131,622 587 0.23%
364 ISHARES TR 5,335 619 0.24%
365 SPDR SERIES TRUST 11,400 626 0.25%
366 PFIZER INC 18,807 631 0.25%
367 VANGUARD INTL EQUITY INDEX F 6,250 637 0.25%
368 ISHARES TR 7,010 637 0.25%
369 PIMCO ETF TR 6,879 696 0.27%
370 WESTERN ASSET EMERGING MKTS 46,782 700 0.28%
371 ISHARES TR 14,177 723 0.28%
372 VANGUARD MALVERN FDS 14,900 725 0.29%
373 SPDR INDEX SHS FDS 17,567 735 0.29%
374 VANGUARD INDEX FDS 6,489 788 0.31%
375 GENERAL ELECTRIC CO 30,095 800 0.31%
376 CALAMOS CONV & HIGH INCOME F 60,848 809 0.32%
377 VANGUARD SPECIALIZED PORTFOL 11,718 921 0.36%
378 POWERSHARES ETF TRUST 58,740 1,004 0.39%
379 VANGUARD INTL EQUITY INDEX F 24,553 1,004 0.39%
380 DBX ETF TR 41,189 1,179 0.46%
381 BLACKROCK FLOATING RATE INCO 94,170 1,273 0.50%
382 EXXON MOBIL CORP 15,295 1,273 0.50%
383 ISHARES TR 31,661 1,277 0.50%
384 WISDOMTREE TR 30,051 1,305 0.51%
385 JPMORGAN CHASE & CO 22,554 1,528 0.60%
386 ROYAL BK CDA MONTREAL QUE 26,470 1,619 0.64%
387 ISHARES TR 45,596 1,786 0.70%
388 FIRST TR SR FLG RTE INCM FD 138,362 1,821 0.72%
389 ISHARES TR 29,190 1,906 0.75%
390 ISHARES TR 31,547 2,003 0.79%
391 POWERSHARES DB CMDTY IDX TRA 112,726 2,029 0.80%
392 ISHARES TR 30,895 2,273 0.89%
393 VANGUARD INTL EQUITY INDEX F 52,126 2,531 1.00%
394 ISHARES TR 20,445 2,553 1.00%
395 VANGUARD INDEX FDS 24,000 2,568 1.01%
396 Endurance Specialty 40,426 2,656 1.04%
397 ISHARES TR 27,288 3,217 1.27%
398 ISHARES TR 48,095 3,614 1.42%
399 ISHARES TR 34,261 3,839 1.51%
400 ISHARES TR 33,003 4,950 1.95%
Page 8 of 9