| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 7,615,689 | 33,965,000 | 17.76% | ||
| 2 | BAILLIE GIFFORD & CO | 7,599,118 | 33,892,000 | 17.72% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 4,262,220 | 19,010,000 | 9.94% | ||
| 4 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,327,826 | 14,842,000 | 7.76% | ||
| 5 | Invesco Ltd. | 2,917,662 | 13,013,000 | 6.80% | ||
| 6 | BESSEMER GROUP INC | 1,920,239 | 8,565,000 | 4.48% | ||
| 7 | EATON VANCE MANAGEMENT | 1,260,253 | 5,772,000 | 3.02% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,063,871 | 4,745,000 | 2.48% | ||
| 9 | ENVESTNET ASSET MANAGEMENT INC | 1,062,278 | 4,738,000 | 2.48% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 996,642 | 4,445,000 | 2.32% | ||
| 11 | JPMORGAN CHASE & CO | 923,773 | 4,120,000 | 2.15% | ||
| 12 | Trust Asset Management LLC | 913,276 | 4,073,000 | 2.13% | ||
| 13 | LPL Financial LLC | 830,322 | 3,778,000 | 1.98% | ||
| 14 | WELLS FARGO & COMPANY/MN | 821,268 | 3,663,000 | 1.92% | ||
| 15 | UBS Group AG | 702,666 | 3,134,000 | 1.64% | ||
| 16 | 1832 Asset Management L.P. | 676,361 | 3,013,000 | 1.58% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 631,648 | 2,817,000 | 1.47% | ||
| 18 | NEWGATE CAPITAL MANAGEMENT LLC | 463,851 | 2,057,000 | 1.08% | ||
| 19 | Horizon Kinetics LLC | 426,894 | 1,904,000 | 1.00% | ||
| 20 | Yorktown Management & Research Co Inc | 415,000 | 1,851,000 | 0.97% | ||
| 21 | PRUDENTIAL PLC | 407,025 | 1,815,000 | 0.95% | ||
| 22 | Atria Investments, Inc | 376,746 | 1,680,000 | 0.88% | ||
| 23 | MERIDIAN INVESTMENT COUNSEL INC. | 261,837 | 1,168,000 | 0.61% | ||
| 24 | Hatteras Investment Partners, LP | 241,545 | 1,077,000 | 0.56% | ||
| 25 | Westchester Capital Management, LLC | 240,801 | 1,074,000 | 0.56% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 186,445 | 832,000 | 0.44% | ||
| 27 | OTA Financial Group L.P. | 158,478 | 722,000 | 0.38% | ||
| 28 | ALLIANCEBERNSTEIN L.P. | 145,700 | 650,000 | 0.34% | ||
| 29 | Klingman & Associates, LLC | 131,622 | 587,000 | 0.31% | ||
| 30 | HUNTINGTON NATIONAL BANK | 120,256 | 536,000 | 0.28% | PRN | |
| 31 | AMERIPRISE FINANCIAL INC | 117,163 | 523,000 | 0.27% | ||
| 32 | CREDIT SUISSE AG/ | 99,030 | 442,000 | 0.23% | ||
| 33 | BLACKROCK ADVISORS LLC | 84,865 | 378,000 | 0.20% | ||
| 34 | WealthTrust Axiom LLC | 80,081 | 357,000 | 0.19% | ||
| 35 | OPPENHEIMER & CO INC | 75,107 | 335,000 | 0.18% | ||
| 36 | Allen Investment Management, LLC | 72,885 | 325,000 | 0.17% | ||
| 37 | BAR HARBOR WEALTH MANAGEMENT | 65,355 | 291,000 | 0.15% | ||
| 38 | ROYAL BANK OF CANADA | 61,465 | 274,000 | 0.14% | ||
| 39 | RAYMOND JAMES & ASSOCIATES | 58,008 | 259,000 | 0.14% | ||
| 40 | GOLDMAN SACHS GROUP INC | 55,927 | 249,000 | 0.13% | ||
| 41 | Fernwood Investment Management, LLC | 48,876 | 218,000 | 0.11% | ||
| 42 | STIFEL FINANCIAL CORP | 48,425 | 216,000 | 0.11% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 48,180 | 214,883 | 0.11% | ||
| 44 | CAZ INVESTMENTS LP | 47,422 | 212,000 | 0.11% | ||
| 45 | US BANCORP \DE\ | 45,932 | 205,000 | 0.11% | ||
| 46 | CITIGROUP INC | 45,347 | 202,000 | 0.11% | ||
| 47 | Private Advisor Group, LLC | 45,017 | 201,000 | 0.11% | ||
| 48 | Granite Investment Advisors, LLC | 41,300 | 184,000 | 0.10% | ||
| 49 | Capital Investment Advisors, LLC | 34,626 | 154,000 | 0.08% | ||
| 50 | Yellowstone Partners, LLC | 30,664 | 137,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
