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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 390 holdings with a total value of $309,164,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 PRAXAIR INC 25 3,000 0.00%
352 SPRINT CORP 627 3,000 0.00%
353 BBCN BANCORP INC 200 3,000 0.00%
354 SIRIUS XM HOLDINGS INC 500 2,000 0.00%
355 LIBERTY M SIRIUSXM A 50 2,000 0.00%
356 CHARTER COMMUNICATIONS INC N 10 2,000 0.00%
357 ISHARES INC 50 2,000 0.00%
358 LIGHTBRIDGE CORP 3,318 2,000 0.00%
359 BANK OF THE OZARKS INC 60 2,000 0.00%
360 AMERICAN AIRLS GROUP INC 72 2,000 0.00%
361 Ashland Inc New 18 2,000 0.00%
362 MOTOROLA SOLUTIONS INC 28 2,000 0.00%
363 FRONTIER COMMUNICATIONS CORP 419 2,000 0.00%
364 BP PLC 20 1,000 0.00%
365 First Trust/Aberdeen Global 109 1,000 0.00%
366 CUSHING ENERGY INCOME 106 1,000 0.00%
367 BANCO SANTANDER SA 345 1,000 0.00%
368 DELUXE CORP COM 8 1,000 0.00%
369 GENERAL MTRS CO 47 1,000 0.00%
370 HALYARD HEALTH INC 29 1,000 0.00%
371 CARLYLE GROUP L P 72 1,000 0.00%
372 GENERAL MTRS CO 51 1,000 0.00%
373 DOW CHEM CO 18 1,000 0.00%
374 CALIFORNIA RES CORP 5 0 0.00%
375 PERRY ELLIS INTL INC 19 0 0.00%
376 CHEMOURS CO 20 0 0.00%
377 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 5 0 0.00%
378 FORM HLDGS CORP COM 100 0 0.00%
379 BRISTOW GROUP INC COM 36 0 0.00%
380 LIBERTY MEDIA CORP DELAWARE 12 0 0.00%
381 AMERICAN INTL GROUP INC 5 0 0.00%
382 GENERAL MTRS CO 47 0 0.00%
383 USG Corp 2 0 0.00%
384 AMERICAN INTL GROUP INC 3 0 0.00%
385 Echo Therapeutics Inc 25 0 0.00%
386 IAC INTERACTIVECORP 8 0 0.00%
387 PENNEY J C 21 0 0.00%
388 PACIFIC ETHANOL INC 2 0 0.00%
389 POWERSHARES DB CMDTY IDX TRA 16 0 0.00%
390 VERITIV CORP 7 0 0.00%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000698, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.