Dark
Light
System
Security
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 37 Institutional holders with a total value of $54,093,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 801,252 11,065,000 20.46%
2 Cetera Advisor Networks LLC 465,255 6,421,000 11.87%
3 MORGAN STANLEY 426,405 5,888,000 10.88%
4 Pinnacle Advisory Group, Inc. 407,611 5,629,000 10.41%
5 FOSTER & MOTLEY INC 261,640 3,613,000 6.68%
6 NORTHWEST INVESTMENT COUNSELORS, LLC 175,948 2,430,000 4.49%
7 JOHNSON INVESTMENT COUNSEL INC 175,025 2,417,000 4.47%
8 RAYMOND JAMES & ASSOCIATES 151,122 2,087,000 3.86%
9 ASSETMARK, INC 129,404 1,787,000 3.30%
10 Klingman & Associates, LLC 128,549 1,775,000 3.28%
11 BANK OF AMERICA CORP /DE/ 120,870 1,670,000 3.09%
12 REGENTATLANTIC CAPITAL LLC 106,024 1,464,000 2.71%
13 JANE STREET GROUP, LLC 84,497 1,167,000 2.16%
14 AMERIPRISE FINANCIAL INC 80,424 1,111,000 2.05%
15 LPL Financial LLC 73,109 997,000 1.84%
16 Raymond James Financial Services Advisors, Inc. 58,231 804,000 1.49%
17 Virtu Financial LLC 54,847 757,000 1.40%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,203 583,000 1.08%
19 Callan Capital, LLC 32,503 449,000 0.83%
20 M&T BANK CORP 24,745 342,000 0.63%
21 UBS Group AG 18,571 256,000 0.47%
22 AMERICAN FINANCIAL GROUP INC 18,369 254,000 0.47%
23 DIVIDEND ASSETS CAPITAL, LLC 14,535 201,000 0.37%
24 IFP ADVISORS, INC 11,596 160,000 0.30%
25 Transamerica Financial Advisors, LLC 11,011 153,000 0.28%
26 Virtu KCG Holdings LLC 10,769 149,000 0.28%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,806 149,000 0.28%
28 Concert Wealth Management Inc. 10,000 138,000 0.26%
29 CITIGROUP INC 5,637 78,000 0.14%
30 ADVISOR GROUP, INC. 2,017 27,000 0.05%
31 ROYAL BANK OF CANADA 1,628 22,000 0.04%
32 Focused Wealth Management, Inc 1,600 22,000 0.04%
33 JPMORGAN CHASE & CO 1,267 17,000 0.03%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 495 7,000 0.01%
35 FIFTH THIRD BANCORP 200 3,000 0.01%
36 MSI Financial Services Inc 83 1,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.