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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
51 CALAMOS CONV & HIGH INCOME F 51,871 571 0.17%
52 VANGUARD INTL EQUITY INDEX F 5,665 564 0.17%
53 INVESCO SR INCOME TR 128,572 557 0.17%
54 RYDEX ETF TRUST 6,652 556 0.17%
55 MICROSOFT CORP 8,782 506 0.15%
56 ISHARES TR 4,400 497 0.15%
57 ISHARES TR 4,581 477 0.14%
58 BERKSHIRE HATHAWAY INC DEL 3,178 459 0.14%
59 JOHNSON & JOHNSON 3,846 454 0.14%
60 COHEN & STEERS GLOBAL INCORPORATED BLDR 49,095 436 0.13%
61 ISHARES TR 2,501 436 0.13%
62 ISHARES TR 3,600 422 0.13%
63 VANGUARD WHITEHALL FDS 5,767 416 0.13%
64 HONEYWELL INTL INC 3,356 391 0.12%
65 PEPSICO INC 3,595 391 0.12%
66 NUVEEN SR INCOME FD 58,048 380 0.11%
67 DISNEY WALT CO 4,031 374 0.11%
68 SPDR SERIES TRUST 6,400 364 0.11%
69 VANGUARD INDEX FDS 2,770 359 0.11%
70 FIRST TR EXCHANGE TRADED FD 13,696 347 0.10%
71 APPLE INC 3,063 346 0.10%
72 POWERSHARES ETF TR II 12,000 334 0.10%
73 ISHARES TR 3,138 331 0.10%
74 PROCTER AND GAMBLE CO 3,607 324 0.10%
75 HERSHEY CO 3,200 306 0.09%
76 HOME DEPOT INC 2,367 305 0.09%
77 SCHWAB EMERGING MARKETS EQUITY ETF 13,152 303 0.09%
78 VANGUARD INDEX FDS 3,250 297 0.09%
79 ISHARES 7-10 YEAR TREASURY BOND ETF 2,513 281 0.08%
80 CITIGROUPINC 5,792 274 0.08%
81 DBX ETF TR 10,144 268 0.08%
82 ABBVIE INC 4,039 255 0.08%
83 MERCK & CO INC 4,011 250 0.08%
84 VERIZON COMMUNICATIONS INC 4,607 239 0.07%
85 POWERSHARES ETF TR II 6,410 236 0.07%
86 ISHARES TR 2,097 236 0.07%
87 PHILIP MORRIS INTL INC 2,416 235 0.07%
88 ALTRIA GROUP INC 3,614 228 0.07%
89 CHEVRON CORP NEW 2,207 227 0.07%
90 VANGUARD INTL EQUITY INDEX F 4,000 225 0.07%
91 COMCAST CORP NEW 3,276 217 0.07%
92 ISHARES TR 1,617 215 0.06%
93 ISHARES TR 4,000 203 0.06%
94 SSGA ACTIVE ETF TR 3,800 191 0.06%
95 VANGUARD BD INDEX FDS 2,147 188 0.06%
96 COSTCO WHSL CORP NEW 1,218 186 0.06%
97 AUTOMATIC DATA PROCESSING IN 2,092 185 0.06%
98 BARINGS CORPORATE INVS 10,703 184 0.06%
99 CLAYMORE EXCHANGE TRD FD TR 8,460 183 0.06%
100 ISHARES TR 1,030 180 0.05%
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