| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 12,524,000 | 16.40% | ||
| 2 | MORGAN STANLEY | 1,138,011 | 7,442,000 | 9.75% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 920,091 | 6,017,000 | 7.88% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 872,013 | 5,703,000 | 7.47% | ||
| 5 | JPMORGAN CHASE & CO | 760,717 | 4,975,000 | 6.52% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 696,687 | 4,556,000 | 5.97% | ||
| 7 | UBS Group AG | 689,840 | 4,512,000 | 5.91% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 654,519 | 4,281,000 | 5.61% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 650,397 | 4,253,000 | 5.57% | ||
| 10 | Invesco Ltd. | 502,699 | 3,288,000 | 4.31% | ||
| 11 | Yorktown Management & Research Co Inc | 435,000 | 2,845,000 | 3.73% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 365,541 | 2,391,000 | 3.13% | ||
| 13 | WELLS FARGO & COMPANY/MN | 295,955 | 1,935,000 | 2.53% | ||
| 14 | Horizon Kinetics LLC | 203,683 | 1,332,000 | 1.74% | ||
| 15 | LPL Financial LLC | 181,623 | 1,175,000 | 1.54% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 167,958 | 1,098,000 | 1.44% | ||
| 17 | COHEN & STEERS, INC. | 160,565 | 1,050,000 | 1.38% | ||
| 18 | CREDIT SUISSE AG/ | 109,675 | 717,000 | 0.94% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 100,629 | 658,000 | 0.86% | ||
| 20 | ADVISOR GROUP, INC. | 84,376 | 552,000 | 0.72% | ||
| 21 | Advisors Asset Management, Inc. | 69,842 | 457,000 | 0.60% | ||
| 22 | Klingman & Associates, LLC | 58,048 | 380,000 | 0.50% | ||
| 23 | STIFEL FINANCIAL CORP | 55,563 | 364,000 | 0.48% | ||
| 24 | Capital Investment Advisors, LLC | 52,145 | 341,000 | 0.45% | ||
| 25 | E&G Advisors, LP | 46,000 | 301,000 | 0.39% | ||
| 26 | SHEPHERD KAPLAN KROCHUK, LLC | 44,050 | 288,000 | 0.38% | ||
| 27 | ROYAL BANK OF CANADA | 43,480 | 285,000 | 0.37% | ||
| 28 | Cetera Advisor Networks LLC | 41,675 | 273,000 | 0.36% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 38,514 | 252,000 | 0.33% | ||
| 30 | ZAZOVE ASSOCIATES LLC | 33,844 | 221,000 | 0.29% | PRN | |
| 31 | Brick & Kyle, Associates | 31,099 | 203,000 | 0.27% | ||
| 32 | B. Riley Wealth Advisors, Inc. | 30,293 | 199,000 | 0.26% | ||
| 33 | Yellowstone Partners, LLC | 29,579 | 193,000 | 0.25% | ||
| 34 | COMMUNITY BANK & TRUST, WACO, TEXAS | 27,700 | 181,000 | 0.24% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 23,945 | 157,000 | 0.21% | ||
| 36 | IFP ADVISORS, INC | 18,601 | 122,000 | 0.16% | ||
| 37 | M&T BANK CORP | 17,821 | 117,000 | 0.15% | ||
| 38 | DAVENPORT & Co LLC | 17,600 | 115,104 | 0.15% | ||
| 39 | INVESTMENT CENTERS OF AMERICA INC | 15,288 | 99,000 | 0.13% | ||
| 40 | NWAM LLC | 13,340 | 87,000 | 0.11% | ||
| 41 | Mariner, LLC | 11,750 | 77,000 | 0.10% | ||
| 42 | Camelot Portfolios, LLC | 11,000 | 72,000 | 0.09% | ||
| 43 | First Heartland Consultants, Inc. | 10,772 | 70,000 | 0.09% | ||
| 44 | GENEOS WEALTH MANAGEMENT INC. | 9,000 | 58,000 | 0.08% | ||
| 45 | WASHINGTON TRUST BANK | 5,000 | 33,000 | 0.04% | ||
| 46 | WEALTHCARE CAPITAL MANAGEMENT LLC | 3,345 | 22,000 | 0.03% | ||
| 47 | CITIGROUP INC | 2,000 | 13,000 | 0.02% | ||
| 48 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,750 | 11,000 | 0.01% | ||
| 49 | SeaBridge Investment Advisors LLC | 1,680 | 11,000 | 0.01% | ||
| 50 | Chicago Partners Investment Group LLC | 1,372 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
