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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
51 CHEESECAKE FACTORY INC 93 5 0.00%
52 NAVIGATORS GROUP INC 50 5 0.00%
53 STONEMOR PARTNERS L P 200 5 0.00%
54 SPDR DOW JONES INDL AVRG ETF 33 6 0.00%
55 AMERICA FIRST MULTIFAMILY IN 1,000 6 0.00%
56 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 767 6 0.00%
57 SALESFORCE COM INC 80 6 0.00%
58 NUVEEN SELECT TAX FREE INCOM 398 6 0.00%
59 ISHARES TR 200 6 0.00%
60 AMERICAN ELEC PWR INC 100 6 0.00%
61 KAYNE ANDERSON ENRGY TTL RT FD 500 6 0.00%
62 ALPS ETF TR 500 6 0.00%
63 PIMCO MUN INCOME FD II 500 7 0.00%
64 BLACKROCK HEALTH SCIENCES TR 200 7 0.00%
65 PENTAIR PLC 103 7 0.00%
66 ISHARES INC 152 7 0.00%
67 TONIX PHARMACEUTICALS HOLDING 10,000 7 0.00%
68 DU PONT E I DE NEMOURS & CO 100 7 0.00%
69 TARGA RES CORP 144 7 0.00%
70 AFLAC INC 100 7 0.00%
71 ING GROEP N V 583 7 0.00%
72 GILEAD SCIENCES INC 100 8 0.00%
73 PRAXAIR INC 70 8 0.00%
74 BCE INC 183 8 0.00%
75 TELEFONICA S A 781 8 0.00%
76 MARATHON PETE CORP 200 8 0.00%
77 SINA CORP 115 8 0.00%
78 EATON VANCE TAX-MANAGED GLOBAL COM 983 9 0.00%
79 ASCENA RETAIL GROUP INC COM 1,600 9 0.00%
80 ISHARES TR 163 9 0.00%
81 SMUCKER J M CO 68 9 0.00%
82 NUVEEN OHIO QUALITY INCOME M 559 9 0.00%
83 HSBC HLDGS PLC 375 10 0.00%
84 NETAPP INC 290 10 0.00%
85 SUBURBAN PROPANE PARTNERS LP COM USD1 300 10 0.00%
86 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 400 10 0.00%
87 DOMINION ENERGY INC 152 11 0.00%
88 CDK GLOBAL INC 189 11 0.00%
89 TRIMBLE INC 370 11 0.00%
90 FIRSTENERGY CORP 333 11 0.00%
91 PUTNAM MANAGED MUN INCOME TR 1,521 12 0.00%
92 NUVEEN MUN VALUE FD INC 1,171 12 0.00%
93 BLACKSTONE GROUP L P 500 13 0.00%
94 UNITED STATES OIL FUND LP 1,200 13 0.00%
95 DELTA AIRLINES INC DEL 340 13 0.00%
96 SPDR SERIES TRUST 468 13 0.00%
97 POWERSHARES ETF TRUST II 615 14 0.00%
98 JOHNSON CTLS INTL PLC 297 14 0.00%
99 FIRST TR STRATEGIC HIGH INC 1,125 14 0.00%
100 EATON VANCE SHORT COM 1,000 14 0.00%
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