| 1 |
MORGAN STANLEY |
430,500 |
5,312,000 |
20.75% |
|
|
| 2 |
SII INVESTMENTS INC/WI |
245,976 |
3,036,000 |
11.86% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
243,641 |
3,007,000 |
11.75% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
171,267 |
2,113,000 |
8.25% |
|
|
| 5 |
Nuveen Asset Management, LLC |
165,500 |
2,042,000 |
7.98% |
|
|
| 6 |
Shaker Financial Services, LLC |
165,268 |
2,039,000 |
7.97% |
|
|
| 7 |
Saba Capital Management, L.P. |
156,638 |
1,933,000 |
7.55% |
|
|
| 8 |
Advisors Asset Management, Inc. |
99,036 |
1,222,000 |
4.77% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
97,983 |
1,209,000 |
4.72% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
44,853 |
553,000 |
2.16% |
|
|
| 11 |
UBS Group AG |
34,465 |
425,000 |
1.66% |
|
|
| 12 |
ADVISOR GROUP, INC. |
32,628 |
403,000 |
1.57% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
25,968 |
320,000 |
1.25% |
|
|
| 14 |
IFC Holdings Incorporated/FL |
24,715 |
305,000 |
1.19% |
|
|
| 15 |
LPL Financial LLC |
20,940 |
256,000 |
1.00% |
|
|
| 16 |
Curi Capital, LLC |
18,466 |
228,000 |
0.89% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18,312 |
226,000 |
0.88% |
|
|
| 18 |
Cambridge Investment Research Advisors, Inc. |
14,231 |
176,000 |
0.69% |
|
|
| 19 |
PVG ASSET MANAGEMENT CORP |
13,958 |
172,241 |
0.67% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
13,956 |
172,000 |
0.67% |
|
|
| 21 |
Sigma Planning Corp |
12,620 |
156,000 |
0.61% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
11,141 |
138,000 |
0.54% |
|
|
| 23 |
ROYAL BANK OF CANADA |
7,767 |
96,000 |
0.38% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,360 |
16,000 |
0.06% |
|
|
| 25 |
Klingman & Associates, LLC |
1,125 |
14,000 |
0.05% |
|
|
| 26 |
FIFTH THIRD BANCORP |
497 |
6,000 |
0.02% |
|
|
| 27 |
WFG Advisors, LP |
500 |
6,000 |
0.02% |
|
|
| 28 |
Creative Planning |
507 |
6,000 |
0.02% |
|
|
| 29 |
WEALTHPLAN PARTNERS, LLC |
400 |
4,886 |
0.02% |
|
|
| 30 |
WHITTIER TRUST CO OF NEVADA INC |
309 |
4,000 |
0.02% |
|
|
| 31 |
IFP ADVISORS, INC |
124 |
2,000 |
0.01% |
|
|
| 32 |
ASSET DEDICATION, LLC |
50 |
1,000 |
0.00% |
|
|
| 33 |
CITIGROUP INC |
12 |
0 |
0.00% |
|
|
