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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
251 PFIZER INC 18,860 639 0.19%
252 PHILIP MORRIS INTL INC 2,416 235 0.07%
253 PHILLIPS 66 600 48 0.01%
254 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 2,250 119 0.04%
255 PIMCO ETF TR 230 25 0.01%
256 PIMCO ETF TR 12,679 1,286 0.39%
257 PIMCO MUN INCOME FD II 500 7 0.00%
258 PJT PARTNERS INC 160,000 4,363 1.31%
259 POWERSHARES ETF TR II 6,410 236 0.07%
260 POWERSHARES ETF TR II 2,840 54 0.02%
261 POWERSHARES ETF TR II 113,657 4,716 1.42%
262 POWERSHARES ETF TR II 12,000 334 0.10%
263 POWERSHARES ETF TR II 22,600 693 0.21%
264 POWERSHARES ETF TR II 83,591 2,132 0.64%
265 POWERSHARES ETF TR II 176 5 0.00%
266 POWERSHARES ETF TRUST 2,000 52 0.02%
267 POWERSHARES ETF TRUST 188,443 17,638 5.31%
268 POWERSHARES ETF TRUST 435 46 0.01%
269 POWERSHARES ETF TRUST II 615 14 0.00%
270 POWERSHARES QQQ TRUST 1,314 156 0.05%
271 PPL CORP 945 33 0.01%
272 PRAXAIR INC 70 8 0.00%
273 PRICE T ROWE GROUP INC 50 3 0.00%
274 PROCTER AND GAMBLE CO 3,607 324 0.10%
275 PRUDENTIAL FINL INC 175 14 0.00%
276 PUBLIC SVC ENTERPRISE GRP IN 484 20 0.01%
277 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 767 6 0.00%
278 PUTNAM MANAGED MUN INCOME TR 1,521 12 0.00%
279 QORVO INC 375 21 0.01%
280 QUALCOMM INC 1,958 134 0.04%
281 ROPER TECHNOLOGIES INC 130 24 0.01%
282 ROYAL BK CDA MONTREAL QUE 14,355 889 0.27%
283 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 400 10 0.00%
284 RYDEX ETF TRUST 6,652 556 0.17%
285 SALESFORCE COM INC 80 6 0.00%
286 SCHLUMBERGER LTD 477 38 0.01%
287 SCHWAB EMERGING MARKETS EQUITY ETF 13,152 303 0.09%
288 SELECT SECTOR SPDR TR 2,130 102 0.03%
289 SELECT SECTOR SPDR TR 142 3 0.00%
290 SELECT SECTOR SPDR TR 19 1 0.00%
291 SERVICE CORP INTL 2,453 65 0.02%
292 SHAKE SHACK INC 84 3 0.00%
293 SINA CORP 115 8 0.00%
294 SIRIUS XM HOLDINGS INC 500 2 0.00%
295 SMUCKER J M CO 68 9 0.00%
296 SOUTHERN CO 1,242 64 0.02%
297 SPDR DOW JONES INDL AVRG ETF 33 6 0.00%
298 SPDR GOLD TR 1 0 0.00%
299 SPDR INDEX SHS FDS 17,487 729 0.22%
300 SPDR S&P 500 ETF TR 154,909 33,507 10.09%
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