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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $30,493,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 195,230 5,060,000 16.59%
2 MORGAN STANLEY 156,666 4,062,000 13.32%
3 Financial Management Professionals, Inc. 120,222 3,116,000 10.22%
4 UBS Group AG 100,994 2,618,000 8.59%
5 BANK OF AMERICA CORP /DE/ 89,254 2,314,000 7.59%
6 WELLS FARGO & COMPANY/MN 86,393 2,239,000 7.34%
7 RAYMOND JAMES & ASSOCIATES 70,001 1,814,000 5.95%
8 LPL Financial LLC 70,523 1,799,000 5.90%
9 WESBANCO BANK INC 50,000 1,296,000 4.25%
10 GOLDMAN SACHS GROUP INC 39,277 1,018,000 3.34%
11 Commonwealth Equity Services, Inc 37,003 959,000 3.14%
12 ROYAL BANK OF CANADA 23,937 620,000 2.03%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,444 530,000 1.74%
14 IFP ADVISORS, INC 20,270 525,000 1.72%
15 SG Americas Securities, LLC 19,600 508,000 1.67%
16 CITADEL ADVISORS LLC 15,639 405,000 1.33%
17 CIBC WORLD MARKET INC. 14,121 366,000 1.20%
18 Janney Montgomery Scott LLC 11,475 297,000 0.97%
19 Raymond James Financial Services Advisors, Inc. 10,486 272,000 0.89%
20 ADVISOR GROUP, INC. 7,137 185,000 0.61%
21 Patten Group, Inc. 4,218 106,496 0.35%
22 JPMORGAN CHASE & CO 2,995 77,000 0.25%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,379 62,000 0.20%
24 CITIGROUP INC 2,100 54,000 0.18%
25 Klingman & Associates, LLC 2,000 52,000 0.17%
26 MSI Financial Services Inc 1,575 41,000 0.13%
27 Carroll Financial Associates, Inc. 1,600 41,000 0.13%
28 INTEGRATED WEALTH MANAGEMENT 900 23,000 0.08%
29 WFG Advisors, LP 502 13,000 0.04%
30 Mariner, LLC 450 12,000 0.04%
31 Concert Wealth Management Inc. 200 5,000 0.02%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 82 2,000 0.01%
33 Crosspoint Capital Strategies, LLC 77 2,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.