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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 279 holdings with a total value of $230,855,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 SELECT SECTOR SPDR TR 6,287 391,000 0.17%
152 WAL-MART STORES INC 5,689 390,000 0.17%
153 FIRST TR EXCHANGE TRADED FD 17,360 390,000 0.17%
154 PHILLIPS 66 4,438 386,000 0.17%
155 UNION PAC CORP 4,797 384,000 0.17%
156 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 3,503 384,000 0.17%
157 NETFLIX INC 3,756 383,000 0.17%
158 SELECT SECTOR SPDR TR 7,222 381,000 0.17%
159 3M CO 2,279 379,000 0.16%
160 SELECT SECTOR SPDR TR 4,743 378,000 0.16%
161 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 16,401 373,000 0.16%
162 QUALCOMM INC 7,205 373,000 0.16%
163 SCHLUMBERGER LTD 4,980 369,000 0.16%
164 ISHARES TR 4,308 368,000 0.16%
165 ROYAL DUTCH SHELL PLC 7,561 366,000 0.16%
166 POWERSHARES ETF TR II 9,082 364,000 0.16%
167 TJX COS INC NEW 4,617 360,000 0.16%
168 NEXTERA ENERGY INC 3,035 360,000 0.16%
169 REYNOLDS AMERICAN INC 7,114 359,000 0.16%
170 UNITED TECHNOLOGIES CORP 3,545 357,000 0.15%
171 LUMEN TECHNOLOGIES INC 10,882 348,000 0.15%
172 WISDOMTREE TR 3,994 344,000 0.15%
173 SPDR DOW JONES REIT ETF 3,617 343,000 0.15%
174 ISHARES TRUST S&P 100 ETF 3,761 343,000 0.15%
175 VANGUARD BD INDEX FDS 3,932 339,000 0.15%
176 ISHARES TR 7,646 335,000 0.15%
177 VANGUARD INTL EQUITY INDEX F 6,744 328,000 0.14%
178 LINCOLN NATL CORP IND 8,332 328,000 0.14%
179 UNILEVER PLC 7,292 327,000 0.14%
180 ALPS ETF TR 29,980 327,000 0.14%
181 CUMMINS INC 2,967 326,000 0.14%
182 BCE INC 7,111 323,000 0.14%
183 DELTA AIRLINES INC DEL 6,634 321,000 0.14%
184 AMAZON COM INC 536 320,000 0.14%
185 ATMOS ENERGY CORP 4,285 319,000 0.14%
186 ISHARES RUSSELL 2000 GROWTH ETF 2,407 316,000 0.14%
187 TRACTOR SUPPLY CO 3,480 315,000 0.14%
188 VISA INC 4,085 313,000 0.14%
189 EXELON CORP 8,722 313,000 0.14%
190 VANGUARD INDEX FDS 1,629 309,000 0.13%
191 VANGUARD MALVERN FDS 6,267 308,000 0.13%
192 Vaneck Vectors Gold 15,400 308,000 0.13%
193 SPDR S&P MIDCAP 400 ETF TR 1,169 307,000 0.13%
194 ISHARES U S ETF TR 6,114 306,000 0.13%
195 NORTHWESTERN ENERGY GROUP INC COM NEW 4,895 301,000 0.13%
196 POWERSHARES ETF TR II 20,060 299,000 0.13%
197 HERSHEY CO 3,226 298,000 0.13%
198 DU PONT E I DE NEMOURS & CO 4,675 297,000 0.13%
199 CONAGRA BRANDS INC 6,662 296,000 0.13%
200 SPDR SERIES TRUST 5,249 292,000 0.13%
Page 4 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003745, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.