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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 91 Institutional holders with a total value of $461,885,317.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,392,687 99,319,000 21.50%
2 WELLS FARGO & COMPANY/MN 3,360,689 75,985,000 16.45%
3 UBS Group AG 1,991,103 45,019,000 9.75%
4 GOLDMAN SACHS GROUP INC 1,447,142 32,720,000 7.08%
5 BANK OF AMERICA CORP /DE/ 1,371,822 31,017,000 6.72%
6 Astor Investment Management LLC 1,220,271 27,590,000 5.97%
7 LPL Financial LLC 865,026 19,281,000 4.17%
8 ROYAL BANK OF CANADA 661,129 14,947,000 3.24%
9 AVIANCE CAPITAL MANAGEMENT, LLC 513,198 11,603,000 2.51%
10 ENVESTNET ASSET MANAGEMENT INC 415,432 9,393,000 2.03%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 325,626 7,362,000 1.59%
12 AMERIPRISE FINANCIAL INC 313,928 7,088,000 1.53%
13 Raymond James Financial Services Advisors, Inc. 269,310 6,089,000 1.32%
14 SignalPoint Asset Management, LLC 245,290 5,546,000 1.20%
15 RAYMOND JAMES & ASSOCIATES 245,173 5,543,000 1.20%
16 Virtu Financial LLC 244,597 5,530,000 1.20%
17 HOCHMAN COLE INVESTMENT ADVISORS, INC. 188,541 4,263,000 0.92%
18 Janney Montgomery Scott LLC 175,353 3,965,000 0.86%
19 AMERICAN INTERNATIONAL GROUP, INC. 167,373 3,785,000 0.82%
20 Tower Research Capital LLC (TRC) 107,592 2,433,000 0.53%
21 IMA Advisory Services, Inc. 105,845 2,332,000 0.50% SH
22 STIFEL FINANCIAL CORP 100,129 2,263,000 0.49%
23 Virtu KCG Holdings LLC 91,500 2,069,000 0.45%
24 HOWE & RUSLING INC 91,364 2,066,000 0.45%
25 Cetera Advisor Networks LLC 86,991 1,964,000 0.43%
26 OPPENHEIMER & CO INC 81,883 1,851,000 0.40%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,980 1,741,000 0.38%
28 JPMORGAN CHASE & CO 76,669 1,733,000 0.38%
29 OLD NATIONAL BANCORP /IN/ 70,721 1,599,000 0.35%
30 Commonwealth Equity Services, Inc 69,973 1,582,000 0.34%
31 CITADEL ADVISORS LLC 65,112 1,472,000 0.32%
32 BB&T SECURITIES, LLC 63,569 1,437,000 0.31%
33 Atria Investments, Inc 56,637 1,281,000 0.28%
34 B. Riley Wealth Management, Inc. 56,535 1,278,000 0.28%
35 D.A. DAVIDSON & CO. 55,971 1,265,000 0.27%
36 First Heartland Consultants, Inc. 55,949 1,265,000 0.27%
37 SUNTRUST BANKS INC 50,398 1,181,000 0.26%
38 Cambridge Investment Research Advisors, Inc. 44,316 1,002,000 0.22%
39 Private Advisor Group, LLC 42,692 965,000 0.21%
40 INVESTMENT CENTERS OF AMERICA INC 36,573 826,000 0.18%
41 JANE STREET GROUP, LLC 35,402 800,000 0.17%
42 BAIRD FINANCIAL GROUP, INC. 35,392 800,000 0.17%
43 First Allied Advisory Services, Inc. 28,424 643,000 0.14%
44 SG Americas Securities, LLC 22,640 512,000 0.11%
45 B. Riley Wealth Advisors, Inc. 22,485 508,000 0.11%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,712 501,000 0.11%
47 IFP ADVISORS, INC 21,687 490,000 0.11%
48 Freedom Investment Management, Inc. 19,444 440,000 0.10%
49 IFC Holdings Incorporated/FL 18,514 421,000 0.09%
50 Timber Hill LLC 18,197 411,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.