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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
251 SELECT SECTOR SPDR TR 11,330 549 0.18%
252 SELECT SECTOR SPDR TR 23,275 1,131 0.38%
253 SIRIUS XM HOLDINGS INC 13,202 58 0.02%
254 SOUTHERN CO 14,416 710 0.24%
255 SPDR DOW JONES REIT ETF 5,516 514 0.17%
256 SPDR GOLD TR 5,627 617 0.21%
257 SPDR INDEX SHS FDS 10,610 385 0.13%
258 SPDR S&P 500 ETF TR 36,050 8,060 2.69%
259 SPDR S&P MIDCAP 400 ETF TR 2,272 686 0.23%
260 SPDR SER TR 10,220 490 0.16%
261 SPDR SER TR 24,328 2,082 0.69%
262 SPDR SERIES TRUST 10,963 285 0.10%
263 SPDR SERIES TRUST 27,682 1,010 0.34%
264 SPIRE INC COM 4,613 296 0.10%
265 STARBUCKS CORP 18,125 1,015 0.34%
266 STRYKER CORP 2,358 283 0.09%
267 SYSCO CORP 4,098 227 0.08%
268 TARGET CORP 4,341 315 0.11%
269 TRAVELERS COMPANIES INC 3,003 365 0.12%
270 TWITTER INC 12,020 196 0.07%
271 ULTA BEAUTY INC 1,071 275 0.09%
272 UNILEVER PLC 8,004 326 0.11%
273 UNION PAC CORP 6,358 660 0.22%
274 UNITED PARCEL SERVICE INC 29,937 3,432 1.14%
275 UNITED TECHNOLOGIES CORP 5,446 598 0.20%
276 UNITEDHEALTH GROUP INC 2,353 376 0.13%
277 US BANCORP DEL 4,983 257 0.09%
278 VALERO ENERGY CORP NEW 3,669 249 0.08%
279 VANECK ETF TRUST 26,745 559 0.19%
280 VANECK VECTORS ETF TR 52,003 1,544 0.51%
281 VANGUARD BD INDEX FDS 5,700 472 0.16%
282 VANGUARD BD INDEX FDS 31,807 2,529 0.84%
283 VANGUARD BD INDEX FDS 31,568 2,548 0.85%
284 VANGUARD CHARLOTTE FDS 4,534 246 0.08%
285 VANGUARD INDEX FDS 12,158 1,471 0.49%
286 VANGUARD INDEX FDS 1,933 395 0.13%
287 VANGUARD INDEX FDS 13,198 1,272 0.42%
288 VANGUARD INDEX FDS 18,245 1,927 0.64%
289 VANGUARD INDEX FDS 45,605 3,760 1.25%
290 VANGUARD INDEX FDS 8,892 1,186 0.40%
291 VANGUARD INDEX FDS 31,830 4,195 1.40%
292 VANGUARD INDEX FDS 83,617 9,314 3.10%
293 VANGUARD INDEX FDS 68,844 6,409 2.14%
294 VANGUARD INDEX FDS 24,463 3,169 1.06%
295 VANGUARD INDEX FDS 19,221 2,217 0.74%
296 VANGUARD INTL EQUITY INDEX F 18,542 1,131 0.38%
297 VANGUARD INTL EQUITY INDEX F 33,768 1,211 0.40%
298 VANGUARD INTL EQUITY INDEX F 4,997 238 0.08%
299 VANGUARD MALVERN FDS 7,435 365 0.12%
300 VANGUARD SCOTTSDALE FDS 16,943 1,346 0.45%
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