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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 117 Institutional holders with a total value of $385,868,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 2,586,989 93,287,000 24.18%
2 BANK OF AMERICA CORP /DE/ 2,174,315 78,406,000 20.32%
3 WELLS FARGO & COMPANY/MN 972,264 35,060,000 9.09%
4 UBS Group AG 701,595 25,300,000 6.56%
5 MORGAN STANLEY 565,054 20,376,000 5.28%
6 ASSETMARK, INC 462,326 16,671,000 4.32%
7 First Allied Advisory Services, Inc. 436,420 15,737,000 4.08%
8 GOLDMAN SACHS GROUP INC 238,557 8,602,000 2.23%
9 LPL Financial LLC 183,816 6,652,000 1.72%
10 ROYAL BANK OF CANADA 175,324 6,322,000 1.64%
11 Merriman Wealth Management, LLC 167,638 6,045,000 1.57%
12 MUFG Americas Holdings Corp 153,695 5,542,000 1.44%
13 STATE STREET CORP 125,730 4,533,000 1.17%
14 Gradient Investments LLC 114,218 4,119,000 1.07%
15 Invesco Ltd. 102,380 3,692,000 0.96%
16 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 77,293 2,787,000 0.72%
17 Cambridge Investment Research Advisors, Inc. 64,810 2,337,000 0.61%
18 Simplicity Solutions, LLC 56,004 2,020,000 0.52%
19 BAIRD FINANCIAL GROUP, INC. 55,572 2,004,000 0.52%
20 JANE STREET GROUP, LLC 55,402 1,998,000 0.52%
21 CITADEL ADVISORS LLC 47,974 1,730,000 0.45%
22 SUNTRUST BANKS INC 43,220 1,569,000 0.41%
23 HighTower Advisors, LLC 42,006 1,513,000 0.39%
24 RAYMOND JAMES & ASSOCIATES 39,911 1,439,000 0.37%
25 D.A. DAVIDSON & CO. 39,757 1,433,000 0.37%
26 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 36,577 1,319,000 0.34%
27 NOTTINGHAM ADVISORS, INC. 32,950 1,188,000 0.31%
28 MSI Financial Services Inc 32,785 1,182,000 0.31%
29 LGL PARTNERS, LLC 31,899 1,150,000 0.30%
30 Retirement Planning Group, LLC 31,146 1,123,000 0.29%
31 Janney Montgomery Scott LLC 31,015 1,118,000 0.29%
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 30,153 1,087,000 0.28%
33 FAS Wealth Partners, Inc. 27,300 984,000 0.26%
34 Virtu KCG Holdings LLC 26,909 970,000 0.25%
35 ProVise Management Group, LLC 26,681 963,000 0.25%
36 Coastline Trust Co 26,350 950,000 0.25%
37 AMERIPRISE FINANCIAL INC 25,840 932,000 0.24%
38 Private Advisor Group, LLC 23,811 877,000 0.23%
39 ARCADIA INVESTMENT MANAGEMENT CORP/MI 23,807 858,000 0.22%
40 RELIANCE TRUST CO OF DELAWARE 21,809 786,000 0.20%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,488 775,000 0.20%
42 STRATEGY ASSET MANAGERS LLC 20,585 762,000 0.20%
43 Greenwich Wealth Management LLC 21,031 758,000 0.20%
44 STIFEL FINANCIAL CORP 20,869 753,000 0.20%
45 Cetera Advisor Networks LLC 19,915 719,000 0.19%
46 FDx Advisors, Inc. 18,950 683,000 0.18%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,390 664,000 0.17%
48 MILLBURN RIDGEFIELD LLC /DE/ 17,988 649,000 0.17%
49 Harbour Capital Advisors, LLC 17,685 638,000 0.17%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 17,202 620,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.