Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 467 Institutional holders with a total value of $9,578,452,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 22,364,492 815,332,000 8.51%
2 WELLS FARGO & COMPANY/MN 20,413,165 744,058,000 7.77%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,623,863 460,139,000 4.80%
4 JPMORGAN CHASE & CO 11,862,688 432,397,000 4.51%
5 GOLDMAN SACHS GROUP INC 11,198,197 408,173,000 4.26%
6 UBS Group AG 11,141,892 406,122,000 4.24%
7 BLACKROCK ADVISORS LLC 10,152,034 370,042,000 3.86%
8 SCHRODER INVESTMENT MANAGEMENT GROUP 9,187,211 334,874,000 3.50%
9 ROYAL BANK OF CANADA 6,800,727 247,887,000 2.59%
10 BTS Asset Management, Inc. 6,660,615 242,773,000 2.53%
11 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 6,494,536 236,726,000 2.47%
12 BANK OF AMERICA CORP /DE/ 6,347,057 231,350,000 2.42%
13 ASSETMARK, INC 5,386,182 196,326,000 2.05%
14 AMERIPRISE FINANCIAL INC 5,207,465 189,551,000 1.98%
15 VestGen Investment Management 5,157,238 187,981,000 1.96%
16 BlackRock Group LTD 4,832,424 176,142,000 1.84%
17 MORGAN STANLEY 4,353,603 158,689,000 1.66%
18 Nan Shan Life Insurance Co., Ltd. 3,676,924 134,024,000 1.40%
19 FDx Advisors, Inc. 3,631,225 132,358,000 1.38%
20 ENVESTNET ASSET MANAGEMENT INC 3,025,726 110,288,000 1.15%
21 RAYMOND JAMES & ASSOCIATES 2,791,044 101,734,000 1.06%
22 HSBC HOLDINGS PLC 2,501,426 91,359,000 0.95%
23 Clark Capital Management Group, Inc. 2,444,836 89,114,000 0.93%
24 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 2,284,100 83,255,000 0.87%
25 Sumitomo Mitsui DS Asset Management Company, Ltd 2,220,655 80,942,000 0.85%
26 Charles Schwab Investment Advisory, Inc. 2,189,497 79,807,000 0.83%
27 Neuberger Berman Group LLC 2,169,341 79,072,000 0.83%
28 Bank of New York Mellon Corp 2,152,332 78,453,000 0.82%
29 PNC FINANCIAL SERVICES GROUP, INC. 2,118,108 77,206,000 0.81%
30 Personal Capital Advisors Corp 2,084,573 75,983,000 0.79%
31 FLOW TRADERS U.S. LLC 2,080,045 75,818,000 0.79%
32 VOYA INVESTMENT MANAGEMENT LLC 1,953,729 71,213,000 0.74%
33 Rafferty Asset Management, LLC 1,949,117 71,075,000 0.74%
34 VOYA FINANCIAL ADVISORS, INC. 1,933,133 70,366,000 0.73%
35 TOEWS CORP /ADV 1,850,900 67,465,000 0.70%
36 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,751,700 63,849,000 0.67%
37 MANNING & NAPIER ADVISORS LLC 1,731,100 63,097,000 0.66% PRN
38 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 1,612,319 58,769,000 0.61%
39 UBS Group AG 1,600,000 58,320,000 0.61% Call
40 Morningstar Investment Services LLC 1,365,254 49,764,000 0.52%
41 GRIMES & Co WEALTH MANAGEMENT, LLC 1,201,973 43,812,000 0.46%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,109,923 40,460,000 0.42%
43 ADVISOR GROUP, INC. 1,044,587 38,076,000 0.40%
44 AHL Partners LLP 1,026,238 37,406,000 0.39%
45 Fisher Asset Management, LLC 1,011,854 36,882,000 0.39%
46 CREDIT SUISSE AG/ 1,005,893 36,665,000 0.38%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 994,365 36,245,000 0.38%
48 BRINKER CAPITAL INC 984,433 35,883,000 0.37%
49 JANE STREET GROUP, LLC 976,800 35,604,000 0.37% Call
50 QS Investors, LLC 921,119 33,575,000 0.35%
Page 1 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.