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Institutional Investment Manager
NICHOLAS HOFFMAN & COMPANY, LLC.
NICHOLAS HOFFMAN & COMPANY, LLC. (CIK: 0001678953). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 150 holdings with a total value of $198,203,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 PNC FINL SVCS GROUP INC 9,665 1,140,000 0.58%
52 NORFOLK SOUTHERN CORP 9,967 1,066,000 0.54%
53 CATERPILLAR INC 10,918 1,026,000 0.52%
54 TRAVELERS COMPANIES INC 8,130 983,000 0.50%
55 DISNEY WALT CO 9,074 963,000 0.49%
56 GLAXOSMITHKLINE PLC 24,028 933,000 0.47%
57 LILLY ELI & CO 12,485 931,000 0.47%
58 Carolina Financial Corp 30,038 915,000 0.46%
59 CONOCOPHILLIPS 17,498 886,000 0.45%
60 CONSOLIDATED EDISON INC 11,961 881,000 0.44%
61 MERCK & CO INC 14,557 876,000 0.44%
62 MEDTRONIC PLC 12,152 858,000 0.43%
63 SPDR GOLD TR 7,564 836,000 0.42%
64 ASTRAZENECA PLC 30,110 834,000 0.42%
65 CVS HEALTH CORP 9,717 781,000 0.39%
66 KRAFT HEINZ CO 8,896 779,000 0.39%
67 PFIZER INC 22,938 757,000 0.38%
68 NORTHROP GRUMMAN CORP 3,168 744,000 0.38%
69 QUALCOMM INC 11,274 737,000 0.37%
70 HONDA MOTOR LTD 24,240 718,000 0.36%
71 TAIWAN SEMICONDUCTOR MFG LTD 23,544 690,000 0.35%
72 BANCORPSOUTH INC 21,908 682,000 0.34%
73 JPMORGAN CHASE & CO 7,754 676,000 0.34%
74 NOVARTIS A G 9,249 674,000 0.34%
75 3M CO 3,787 674,000 0.34%
76 INVESCO LTD 21,443 663,000 0.33%
77 TORCHMARK CORP COM 8,813 651,000 0.33%
78 FACEBOOK INC 5,412 632,000 0.32%
79 ISHARES TR 2,740 621,000 0.31%
80 ISHARES TR 5,494 620,000 0.31%
81 WHOLE FOODS MKT INC 19,892 614,000 0.31%
82 ROYAL DUTCH SHELL PLC 11,056 611,000 0.31%
83 SCHWAB CHARLES CORP 14,813 595,000 0.30%
84 BANK AMER CORP 25,508 575,000 0.29%
85 AMAZON COM INC 758 571,000 0.29%
86 SCHLUMBERGER LTD 6,703 568,000 0.29%
87 VANGUARD INDEX FDS 4,800 558,000 0.28%
88 FRANKLIN RESOURCES INC 13,705 554,000 0.28%
89 GENUINE PARTS CO 5,650 540,000 0.27%
90 VISA INC 6,652 529,000 0.27%
91 MCKESSON CORP 3,500 516,000 0.26%
92 EXPRESS SCRIPTS HLDG CO 7,418 515,000 0.26%
93 INTEL CORP 13,545 496,000 0.25%
94 ISHARES MSCI EAFE SMALL CAP IDX FD 9,807 492,000 0.25%
95 LOCKHEED MARTIN CORP 1,905 483,000 0.24%
96 TEXAS PAC LD TR SUB CTF PROP I T 1,580 473,000 0.24%
97 HORMEL FOODS CORP 13,301 469,000 0.24%
98 ANNALY CAP MGMT INC 44,925 453,000 0.23%
99 ALPHABET INC 565 444,000 0.22%
100 VANGUARD INDEX FDS 3,898 438,000 0.22%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-17-001777, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.