Dark
Light
System
Security
CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 72 Institutional holders with a total value of $120,509,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 389,188 11,984,000 9.94%
2 BlackRock Fund Advisors 344,563 10,609,000 8.80%
3 SYSTEMATIC FINANCIAL MANAGEMENT LP 262,235 8,074,000 6.70%
4 BlackRock Institutional Trust Company, N.A. 246,763 7,598,000 6.30%
5 NEW YORK STATE COMMON RETIREMENT FUND 233,570 7,192,000 5.97%
6 BANC FUNDS CO LLC 173,300 5,336,000 4.43%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 160,204 4,933,000 4.09%
8 Stieven Capital Advisors, L.P. 156,100 4,806,000 3.99%
9 WELLINGTON MANAGEMENT GROUP LLP 155,629 4,791,000 3.98%
10 ALLIANCEBERNSTEIN L.P. 151,484 4,664,000 3.87%
11 RENAISSANCE TECHNOLOGIES LLC 149,700 4,609,000 3.82%
12 STATE STREET CORP 143,020 4,403,000 3.65%
13 SIENA CAPITAL PARTNERS GP, LLC 136,977 4,218,000 3.50%
14 NORTHERN TRUST CORP 104,152 3,207,000 2.66%
15 GEODE CAPITAL MANAGEMENT, LLC 89,345 2,750,000 2.28%
16 Informed Momentum Co LLC 73,317 2,257,000 1.87%
17 DIMENSIONAL FUND ADVISORS LP 61,115 1,882,000 1.56%
18 JACOBS ASSET MANAGEMENT, LLC 55,000 1,693,000 1.40%
19 DEUTSCHE BANK AG\ 47,970 1,476,000 1.22%
20 BlackRock Investment Management, LLC 44,303 1,364,000 1.13%
21 WELLS FARGO & COMPANY/MN 38,973 1,200,000 1.00%
22 MILLENNIUM MANAGEMENT LLC 35,101 1,081,000 0.90%
23 Raymond James Financial Services Advisors, Inc. 34,586 1,065,000 0.88%
24 FIRST TRUST ADVISORS LP 32,995 1,016,000 0.84%
25 Bank of New York Mellon Corp 31,728 977,000 0.81%
26 MORGAN STANLEY 29,799 918,000 0.76%
27 NICHOLAS HOFFMAN & COMPANY, LLC. 30,038 915,000 0.76%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 29,070 895,000 0.74%
29 CHICAGO EQUITY PARTNERS LLC 27,580 849,000 0.70%
30 CCM INVESTMENT ADVISERS LLC 26,400 812,000 0.67%
31 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 25,845 796,000 0.66%
32 TWO SIGMA INVESTMENTS, LP 25,698 791,000 0.66%
33 MARTINGALE ASSET MANAGEMENT L P 24,762 763,000 0.63%
34 BANK OF AMERICA CORP /DE/ 24,269 747,000 0.62%
35 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,100 742,000 0.62%
36 CORNERCAP INVESTMENT COUNSEL INC 23,985 738,000 0.61%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,068 649,000 0.54%
38 SouthState Bank Corp 19,200 591,000 0.49%
39 JPMORGAN CHASE & CO 17,454 537,000 0.45%
40 TEACHERS ADVISORS, LLC 16,368 504,000 0.42%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,600 481,000 0.40%
42 BESSEMER GROUP INC 14,100 434,000 0.36%
43 Spark Investment Management LLC 11,800 363,000 0.30%
44 Commonwealth Equity Services, Inc 10,902 336,000 0.28%
45 CITIGROUP INC 10,311 317,000 0.26%
46 RHUMBLINE ADVISERS 10,277 316,000 0.26%
47 PANAGORA ASSET MANAGEMENT INC 10,119 312,000 0.26%
48 BLACKROCK ADVISORS LLC 10,016 308,000 0.26%
49 MENTA CAPITAL LLC 8,660 267,000 0.22%
50 METROPOLITAN LIFE INSURANCE CO/NY 8,216 253,000 0.21%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.