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Institutional Investment Manager
CARNICK & KUBIK GROUP, LLC
CARNICK & KUBIK GROUP, LLC (CIK: 0001682266). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 203 holdings with a total value of $232,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD CHARLOTTE FDS 24,900 1,395,000 0.60%
52 NEW YORK CMNTY BANCORP INC 97,853 1,392,000 0.60%
53 TEVA PHARMACEUTICAL INDS LTD 29,706 1,367,000 0.59%
54 VANGUARD INDEX FDS 12,299 1,361,000 0.58%
55 COLGATE PALMOLIVE CO 18,336 1,359,000 0.58%
56 WISDOMTREE CONTINUOUS COMMOD 68,580 1,335,000 0.57%
57 VANGUARD WORLD FD 13,300 1,299,000 0.56%
58 CENTENE CORP DEL 19,199 1,286,000 0.55%
59 FEDEX CORP 7,284 1,272,000 0.55%
60 MARRIOTT INTL INC NEW 18,408 1,239,000 0.53%
61 BALL CORP 14,937 1,224,000 0.53%
62 NOVO-NORDISK A S 29,298 1,219,000 0.52%
63 WEYERHAEUSER CO 37,783 1,207,000 0.52%
64 LUMEN TECHNOLOGIES INC 43,932 1,205,000 0.52%
65 VANGUARD INDEX FDS 13,886 1,204,000 0.52%
66 CHECK POINT SOFTWARE TECH LT 15,387 1,194,000 0.51%
67 CAPITAL ONE FINL CORP 16,425 1,180,000 0.51%
68 MASTERCARD INCORPORATED 11,275 1,147,000 0.49%
69 SPDR SER TR 23,350 1,141,000 0.49% PRN
70 GENERAL MLS INC 17,461 1,115,000 0.48%
71 WELLS FARGO & CO NEW 24,832 1,100,000 0.47%
72 MERCK & CO INC 17,530 1,094,000 0.47%
73 SCHWAB U.S. LARGE-CAP ETF 21,135 1,091,000 0.47%
74 APACHE CORP 16,963 1,083,000 0.47%
75 EOG RES INC 11,161 1,079,000 0.46%
76 GILEAD SCIENCES INC 13,418 1,062,000 0.46%
77 A O SMITH 10,556 1,043,000 0.45%
78 WOODWARD INC 16,550 1,034,000 0.44%
79 TEXAS INSTRS INC 14,672 1,030,000 0.44%
80 ISHARES TR 20,214 1,001,000 0.43%
81 HONEYWELL INTL INC 8,418 981,000 0.42%
82 BROADCOM LTD 5,633 972,000 0.42%
83 PHILLIPS 66 11,971 964,000 0.41%
84 PROLOGIS INC 17,321 927,000 0.40%
85 CAPSTEAD MTG CORP COM NO PAR 96,229 907,000 0.39%
86 OCCIDENTAL PETE CORP DEL 12,283 896,000 0.38%
87 VANGUARD BD INDEX FDS 10,936 884,000 0.38%
88 AMERICAN ELEC PWR INC 13,322 855,000 0.37%
89 Spectra Energy Corp Com 19,857 849,000 0.36%
90 DU PONT E I DE NEMOURS & CO 12,345 827,000 0.36%
91 UNITEDHEALTH GROUP INC 5,857 820,000 0.35%
92 PAYCHEX INC 14,072 814,000 0.35%
93 CLOROX CO DEL 6,367 797,000 0.34%
94 ALLIANT ENERGY CORP 20,743 795,000 0.34%
95 WISDOMTREE TR 33,358 779,000 0.33%
96 SELECT SECTOR SPDR TR 23,787 779,000 0.33%
97 CISCO SYS INC 23,703 752,000 0.32%
98 JOHNSON & JOHNSON 6,347 750,000 0.32%
99 ISHARES TR 4,286 749,000 0.32%
100 GENERAL ELECTRIC CO 25,055 742,000 0.32%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004644, filed 2016.11.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.