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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 200 Institutional holders with a total value of $613,395,701.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 9,145,553 86,243,000 14.06%
2 VANGUARD GROUP INC 7,933,226 74,810,000 12.20%
3 Paradice Investment Management LLC 3,948,544 37,235,000 6.07%
4 JPMORGAN CHASE & CO 3,768,898 35,541,000 5.79%
5 RENAISSANCE TECHNOLOGIES LLC 3,213,300 30,301,000 4.94%
6 NORTHERN TRUST CORP 2,709,907 25,554,000 4.17%
7 BlackRock Institutional Trust Company, N.A. 2,428,733 22,903,000 3.73%
8 STATE STREET CORP 2,361,134 22,268,000 3.63%
9 WEDGE CAPITAL MANAGEMENT L L P/NC 1,724,059 16,258,000 2.65%
10 UBS Group AG 1,607,120 15,155,000 2.47%
11 LSV ASSET MANAGEMENT 1,250,400 11,791,000 1.92%
12 Invesco Ltd. 1,060,236 9,998,000 1.63%
13 Bank of New York Mellon Corp 1,047,375 9,877,000 1.61%
14 GEODE CAPITAL MANAGEMENT, LLC 1,027,531 9,689,000 1.58%
15 NORGES BANK 1,075,708 9,689,000 1.58%
16 THRIVENT FINANCIAL FOR LUTHERANS 906,140 8,545,000 1.39%
17 Global X Management CO LLC 853,199 8,046,000 1.31%
18 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 737,924 6,959,000 1.13%
19 PRINCIPAL FINANCIAL GROUP INC 707,441 6,671,000 1.09%
20 PRUDENTIAL FINANCIAL INC 677,924 6,393,000 1.04%
21 KESTREL INVESTMENT MANAGEMENT CORP 652,350 6,152,000 1.00%
22 Smith, Graham & Co., Investment Advisors, LP 552,042 5,206,000 0.85%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 549,750 5,185,000 0.85%
24 AMERIPRISE FINANCIAL INC 535,774 5,055,000 0.82%
25 State of New Jersey Common Pension Fund D 530,000 4,998,000 0.81%
26 Aperio Group, LLC 522,129 4,924,000 0.80%
27 ACADIAN ASSET MANAGEMENT LLC 511,423 4,824,000 0.79%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 452,771 4,270,000 0.70%
29 BlackRock Investment Management, LLC 439,065 4,140,000 0.67%
30 PENN MUTUAL LIFE INSURANCE CO 415,000 3,918,000 0.64%
31 BAIRD FINANCIAL GROUP, INC. 394,322 3,718,000 0.61%
32 Nationwide Fund Advisors 382,224 3,604,000 0.59%
33 ANALYTIC INVESTORS, LLC 381,925 3,601,000 0.59%
34 KENNEDY CAPITAL MANAGEMENT LLC 375,774 3,544,000 0.58%
35 Allianz Asset Management GmbH 375,589 3,538,000 0.58%
36 DEUTSCHE BANK AG\ 364,053 3,431,000 0.56%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 349,900 3,300,000 0.54%
38 Barnett & Company, Inc. 331,678 3,128,000 0.51%
39 EMERALD ACQUISITION LTD. 316,000 2,980,000 0.49%
40 TD ASSET MANAGEMENT INC 306,200 2,887,000 0.47%
41 VAN ECK ASSOCIATES CORP 304,028 2,867,000 0.47%
42 TIAA CREF INVESTMENT MANAGEMENT LLC 295,065 2,782,000 0.45%
43 CITIGROUP INC 279,617 2,636,000 0.43%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 202,198 1,907,000 0.31%
45 SEGALL BRYANT & HAMILL, LLC 193,426 1,824,000 0.30%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 190,555 1,797,000 0.29%
47 Legal & General Group Plc 187,953 1,772,000 0.29%
48 GUGGENHEIM CAPITAL LLC 184,247 1,737,000 0.28%
49 JENNISON ASSOCIATES LLC 177,269 1,672,000 0.27%
50 RAYMOND JAMES & ASSOCIATES 168,342 1,587,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.