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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 KATE SPADE & CO 5 0 0.00%
2 GTX INC DEL COM NEW 20 0 0.00%
3 MBIA INC 38 0 0.00%
4 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
5 SPROTT PHYSICAL SILVER TR 14 0 0.00%
6 REVLON INC 17 0 0.00%
7 LIBERTY GLOBAL PLC 15 0 0.00%
8 DIREXION DAILY FTSE CHINA BULL 3X SHARES 24 0 0.00%
9 TRAVELCENTERS AMER LLC 7 0 0.00%
10 ELDORADO GOLD CORP NEW 49 0 0.00%
11 HEIDRICK & STRUGGLES INTL INC COM 13 0 0.00%
12 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 34 0 0.00%
13 CALIFORNIA RES CORP 25 0 0.00%
14 KADANT INC 7 0 0.00%
15 WMI HOLDINGS CORP. 62 0 0.00%
16 WISDOMTREE TR 6 0 0.00%
17 BANK OF THE OZARKS INC 6 0 0.00%
18 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
19 SYNACOR INC COM 0 0 0.00%
20 BLACKBERRY LTD 13 0 0.00%
21 LIBERTY MEDIA CORP DEL 21 0 0.00%
22 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
23 CHESAPEAKE ENERGY CORP 77 0 0.00%
24 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
25 NORTHSTAR REALTY EUROPE CORPORATION 16 0 0.00%
26 GANNETT CO INC 10 0 0.00%
27 SANOFI 816 0 0.00%
28 MONEYGRAM INTL INC COM NEW 12 0 0.00%
29 SIBANYE STILLWATER 32 0 0.00%
30 XO GROUP INC 15 0 0.00%
31 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
32 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
33 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
34 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
35 RENESOLA LTD 50 0 0.00%
36 MICROVISION INC DEL 25 0 0.00%
37 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
38 TERRAVIA HLDGS INC COM 678 0 0.00%
39 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
40 ZIX CORP 30 0 0.00%
41 URBAN EDGE PPTYS COM 15 0 0.00%
42 BLACKROCK INTL GRWTH & INC T 0 0 0.00%
43 XCERRA CORP 44 0 0.00%
44 PHH Corp 25 0 0.00%
45 COHEN STEERS REIT PFD 0 0 0.00%
46 WASHINGTON PRIME GROUP NEW 12 0 0.00%
47 GRAN TIERRA ENERGY INC 30 0 0.00%
48 VISHAY PRECISION GROUP INC 2 0 0.00%
49 BLACKROCK ENERGY & RES TR COM 0 0 0.00%
50 ARRIS INTL INC 17 0 0.00%
Page 1 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1901 SHUTTERSTOCK INC COM 15 1 0.00%
1902 PVH CORPORATION 5 1 0.00%
1903 CLAYMORE EXCHANGE TRD FD TR 70 1 0.00%
1904 LIBERTY INTERACTIVE CORPORATIO LBT VENT COM A 16 1 0.00%
1905 FIVE BELOW INC 12 1 0.00%
1906 PIER 1 IMPORTS INC 128 1 0.00%
1907 SAREPTA THERAPEUTICS INC 29 1 0.00%
1908 RENT A CENTER INC-NEW 97 1 0.00%
1909 SYNERGY PHARMACEUTICALS DEL 184 1 0.00%
1910 ATN INTL INC 21 1 0.00%
1911 MTS SYS CORP 32 1 0.00%
1912 SPDR SER TR 25 1 0.00%
1913 U S SILICA HLDGS INC 35 1 0.00%
1914 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 15 1 0.00%
1915 WENDYS CO 93 1 0.00%
1916 SANCHEZ ENERGY CORP COM 97 1 0.00%
1917 DIREXION SHS ETF TR 15 1 0.00%
1918 KONA GRILL INC COM 215 1 0.00%
1919 ACADIA COMPANY COM 33 1 0.00%
1920 NOVAVAX INC COM 1,140 1 0.00%
1921 SCHWAB US DIVIDEND EQUITY ETF 19 1 0.00%
1922 VIAD CORP 25 1 0.00%
1923 Enterprise Finl Svcs Corp 21 1 0.00%
1924 FIRST CTZNS BANCSHARES INC N 3 1 0.00%
1925 SPDR SERIES TRUST 25 1 0.00%
1926 ISHARES INC 13 1 0.00%
1927 SPIRIT AEROSYSTEMS HLDGS INC 27 1 0.00%
1928 FNB CORP PA 83 1 0.00%
1929 HOLLYFRONTIER CORP 44 1 0.00%
1930 TELECOM ITALIA S P A NEW SPON ADR SVGS 195 1 0.00%
1931 CINCINNATI BELL INC NEW COM NEW 60 1 0.00%
1932 MATRIX SVC CO COM 109 1 0.00%
1933 HERSHA HOSPITALITY TR 40 1 0.00%
1934 GNC HLDGS INC 125 1 0.00%
1935 HUNTINGTON INGALLS INDS INC 4 1 0.00%
1936 BANKUNITED INC 42 1 0.00%
1937 ARCHROCK INC COM 65 1 0.00%
1938 GOLUB CAP BDC INC 58 1 0.00%
1939 SOUTH JERSEY INDS INC COM 33 1 0.00%
1940 HARLEY DAVIDSON INC 12 1 0.00%
1941 NORTH EUROPEAN OIL RTY TR SH BEN INT 195 1 0.00%
1942 ISTAR INC COM 71 1 0.00%
1943 DECKERS OUTDOOR CORP 18 1 0.00%
1944 SHOPIFY INC 16 1 0.00%
1945 CORELOGIC INC 21 1 0.00%
1946 SPROTT PHYSICAL GOLD TRUST 60 1 0.00%
1947 FITBIT INC 215 1 0.00%
1948 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 21 1 0.00%
1949 MEDICINES CO 17 1 0.00%
1950 CORECIVIC INC 28 1 0.00%
Page 39 of 42