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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 KATE SPADE & CO 5 0 0.00%
2 GTX INC DEL COM NEW 20 0 0.00%
3 MBIA INC 38 0 0.00%
4 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
5 SPROTT PHYSICAL SILVER TR 14 0 0.00%
6 REVLON INC 17 0 0.00%
7 LIBERTY GLOBAL PLC 15 0 0.00%
8 DIREXION DAILY FTSE CHINA BULL 3X SHARES 24 0 0.00%
9 TRAVELCENTERS AMER LLC 7 0 0.00%
10 ELDORADO GOLD CORP NEW 49 0 0.00%
11 HEIDRICK & STRUGGLES INTL INC COM 13 0 0.00%
12 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 34 0 0.00%
13 CALIFORNIA RES CORP 25 0 0.00%
14 KADANT INC 7 0 0.00%
15 WMI HOLDINGS CORP. 62 0 0.00%
16 WISDOMTREE TR 6 0 0.00%
17 BANK OF THE OZARKS INC 6 0 0.00%
18 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
19 SYNACOR INC COM 0 0 0.00%
20 BLACKBERRY LTD 13 0 0.00%
21 LIBERTY MEDIA CORP DEL 21 0 0.00%
22 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
23 CHESAPEAKE ENERGY CORP 77 0 0.00%
24 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
25 NORTHSTAR REALTY EUROPE CORPORATION 16 0 0.00%
26 GANNETT CO INC 10 0 0.00%
27 SANOFI 816 0 0.00%
28 MONEYGRAM INTL INC COM NEW 12 0 0.00%
29 SIBANYE STILLWATER 32 0 0.00%
30 XO GROUP INC 15 0 0.00%
31 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
32 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
33 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
34 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
35 RENESOLA LTD 50 0 0.00%
36 MICROVISION INC DEL 25 0 0.00%
37 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
38 TERRAVIA HLDGS INC COM 678 0 0.00%
39 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
40 ZIX CORP 30 0 0.00%
41 URBAN EDGE PPTYS COM 15 0 0.00%
42 BLACKROCK INTL GRWTH & INC T 0 0 0.00%
43 XCERRA CORP 44 0 0.00%
44 PHH Corp 25 0 0.00%
45 COHEN STEERS REIT PFD 0 0 0.00%
46 WASHINGTON PRIME GROUP NEW 12 0 0.00%
47 GRAN TIERRA ENERGY INC 30 0 0.00%
48 VISHAY PRECISION GROUP INC 2 0 0.00%
49 BLACKROCK ENERGY & RES TR COM 0 0 0.00%
50 ARRIS INTL INC 17 0 0.00%
Page 1 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
201 DUKE ENERGY CORP NEW 4,264 350 0.07%
202 LOWES COS INC 4,095 350 0.07%
203 VANGUARD INTL EQUITY INDEX F 6,145 337 0.07%
204 QUALCOMM INC 6,166 336 0.07%
205 BLACKROCK INC 868 334 0.07%
206 ISHARES TR 3,334 332 0.07%
207 GILEAD SCIENCES INC 4,924 331 0.07%
208 MARSH & MCLENNAN COS INC 4,458 329 0.07%
209 ISHARES TR 1,108 328 0.07%
210 ANTHEM INC 1,818 327 0.07%
211 MEDTRONIC PLC 3,874 326 0.06%
212 AMERICAN NATL INS CO COM 2,790 323 0.06%
213 MARATHON PETE CORP 6,303 323 0.06%
214 DELTA AIRLINES INC DEL 6,673 322 0.06%
215 ISHARES TR 3,025 318 0.06%
216 TESLA INC 1,017 316 0.06%
217 WATERS CORP 1,832 316 0.06%
218 WALGREENS BOOTS ALLIANCE INC 3,657 314 0.06%
219 BANK N S HALIFAX 5,669 313 0.06%
220 ISHARES TR 7,185 310 0.06%
221 UNION PAC CORP 2,757 306 0.06%
222 MCCORMICK & CO INC 3,055 304 0.06%
223 ISHARES TR 2,259 304 0.06%
224 BIOGEN INC 1,118 303 0.06%
225 AFFILIATED MANAGERS GROUP 1,951 303 0.06%
226 ECOLAB INC 2,414 303 0.06%
227 AETNA INC NEW 2,157 300 0.06%
228 ALLIANCE DATA SYSTEMS CORP 1,160 295 0.06%
229 CINEMARK HOLDINGS INC 6,688 294 0.06%
230 CHUNGHWA TELECOM CO LTD 8,626 294 0.06%
231 ISHARES TR 7,513 293 0.06%
232 PRUDENTIAL FINL INC 2,697 293 0.06%
233 AMEREN CORP 5,407 293 0.06%
234 ONEOK PARTNERS LP 5,729 292 0.06%
235 ENBRIDGE INC 7,004 290 0.06%
236 EMERSON ELEC CO 4,866 288 0.06%
237 AGNC INVT CORP 14,282 287 0.06%
238 CONSTELLATION BRANDS INC 1,650 287 0.06%
239 UNITED MICROELECTRONICS CORP 142,678 283 0.06%
240 CAPITAL ONE FINL CORP 3,430 283 0.06%
241 AIR PRODS & CHEMS INC 1,925 277 0.06%
242 CLAYMORE EXCHANGE TRD FD TR 8,650 277 0.06%
243 ROYAL BK CDA MONTREAL QUE 4,073 276 0.05%
244 PNC FINL SVCS GROUP INC 2,250 275 0.05%
245 O REILLY AUTOMOTIVE INC NEW 1,105 273 0.05%
246 ISHARES TR 5,950 269 0.05%
247 CARNIVAL PLC 4,252 265 0.05%
248 KROGER CO 8,991 264 0.05%
249 HAWAIIAN ELEC INDUSTRIES COM 7,874 263 0.05%
250 DOMINION ENERGY INC 3,437 263 0.05%
Page 5 of 42